A complete list of active advisors currently associated with Waddell & Associates, LLC

Warmer can help you find a great advisor at Waddell & Associates, LLC or one who fits your needs even better.

Waddell & Associates provides wealth management and investment advisory services to individuals (including high net worth clients), as well as corporate pension and profit‑sharing plans. The firm offers portfolio management using mutual funds, ETFs and model portfolios, financial planning (including stand‑alone plans), 401(k) fund selection and ERISA fiduciary services, and it manages held‑away accounts and an algorithmic advisory offering branded as W&i on the Schwab Intelligent Portfolios platform. The firm’s investment approach relies on model portfolios and a macroeconomic-driven manager selection process, typically implementing asset allocation with mutual funds and ETFs while occasionally using individual securities for tax or personal reasons and structured notes or interval/ETN vehicles where appropriate. Waddell & Associates may engage third‑party managers for portions of client portfolios and monitors and rebalances accounts periodically, applying its proprietary models and due diligence criteria when selecting managers. Waddell & Associates is an indirect, wholly‑owned subsidiary of Focus Financial Partners and discloses several affiliate relationships that distinguish it from many peers: it offers clients the option to invest in private pooled vehicles managed by SCS Capital Management (an affiliate), and it facilitates credit and cash management solutions through UPTIQ and Flourish and insurance introductions via Focus Risk Solutions, with attendant revenue‑sharing arrangements and disclosures noted in the brochure. The firm also integrates held‑away account management via Pontera Solutions and documents potential conflicts and mitigation measures related to affiliated product offerings and fund allocations.

To learn more about the advisors currently working at Waddell & Associates, LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.