Wakefield Asset Management, LLLP
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$315,841,124
Clients
188
Advisors
4
of 11 employees
About
Wakefield Asset Management provides discretionary and non‑discretionary investment management and consulting to individuals, high‑net‑worth clients, trusts, estates, charitable organizations, corporations and retirement plans. The firm reports approximately $453.98 million in regulatory assets under management, $567.13 million in assets under advisement, and just over $1.02 billion in total assets managed across separate accounts and managed account programs.
The firm’s investment process emphasizes quantitative portfolio‑building techniques supplemented by academic research across domestic and international equities, fixed income, alternatives, and diversified asset allocation models; domestic equity portfolios are generally equal‑weighted and screened using metrics such as price‑to‑earnings, price‑to‑book, EBITDA, earnings estimates and surprise earnings. Wakefield conducts daily and weekly portfolio oversight, provides ongoing rebalancing and monitoring, and delivers quarterly client reports showing current market values and quarterly, year‑to‑date and since‑inception aggregate returns.
Wakefield is 100% employee‑owned and discloses an affiliated adviser relationship, providing sub‑advisory services to an affiliated wealth management firm and reporting roughly $393 million of discretionary sub‑advisory assets and $45 million of assets under advisement tied to that relationship. The brochure notes that, while the firm does not itself sponsor a wrap‑fee program, it participates in managed/wrap account programs through third‑party program sponsors and generally receives a portion of wrap fees, and it refers clients to outside professionals for estate, tax and other planning rather than offering dedicated in‑house financial planning; the firm also offers a customized Biblically Responsible Equity variant of its Large Cap Core strategy.
Client services
Expertise
Fee options
$1,000,000 - $10,000,000: 0.75% annually for Large Cap Equity Strategies $10,000,000 - $25,000,000: 0.60% annually for Large Cap Equity Strategies $25,000,000 - $50,000,000: 0.55% annually for Large Cap Equity Strategies $50,000,000+: Negotiable for Large Cap Equity Strategies $1,000,000 - $10,000,000: 1.00% annually for Small Cap Equity Strategy $10,000,000 - $25,000,000: 0.90% annually for Small Cap Equity Strategy $25,000,000 - $50,000,000: 0.85% annually for Small Cap Equity Strategy $50,000,000+: Negotiable for Small Cap Equity Strategy
Account minimum: $1,000,000 Fee-only: Consulting fees are negotiated on a client-by-client basis
Main office
7887 East Belleview Ave, Suite #800
Englewood CO 80111
Advisors at this office
4
Most active in
Arizona · California · Colorado · Illinois · Louisiana · Nebraska · Texas · Virginia
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Quick links
Advisors at this firm
Geoffrey G
Series 63, Series 65
Englewood, CO
Wakefield Asset Management, LLLP
Geoffrey Gervasini is a financial advisor at Wakefield Asset Management, LLLP with 26 years of industry experience. He holds Series 63 and Series 65 licenses and has been with the Wakefield firms since 2003. Wakefield Asset Management, LLLP is an SEC-registered investment adviser providing discretionary and non-discretionary portfolio management and financial consulting to individuals, trusts, estates, charitable organizations, and institutional clients. The firm employs quantitative, model-driven domestic equity strategies combined with multi-asset solutions and offers sub-advisory services, managing approximately $371 million in regulatory assets under management.
Nicholas G
Series 65
Englewood, CO
Wakefield Asset Management, LLLP
Nicholas Gervasini is a financial advisor at Wakefield Asset Management, LLLP, holding a Series 65 designation with one year of industry experience. Prior to joining Wakefield, he worked at Plante & Moran PLLC and spent five years at Gonzaga University. Wakefield Asset Management is an SEC-registered adviser providing portfolio management and financial consulting to individuals, trusts, estates, charitable organizations, and institutional clients. The firm combines quantitative, model-driven equity strategies with multi-asset solutions including fixed income, international funds, alternatives, and digital assets, and manages approximately $371 million in regulatory assets under management.
Gregory B
Series 65
Englewood, CO
Wakefield Asset Management, LLLP
Gregory Brittain is a financial advisor at Wakefield Wealth Management, LLLP in Englewood, Colorado, holding a Series 65 designation with 10 years of industry experience. He has been with Wakefield Wealth Management since 2015 and has been associated with related Wakefield entities since 2012. Wakefield Wealth Management provides discretionary and non-discretionary investment management, financial consulting, and retirement plan advisory services to individuals, trusts, estates, and employer-sponsored plans. The firm employs quantitative portfolio-building techniques across diverse asset classes and offers specialized options such as Biblically Responsible Equity and digital-asset investment capabilities.
Lance P
Series 63, Series 66
Englewood, CO
Wakefield Asset Management, LLLP
Lance Peterson is a financial advisor at Wakefield Asset Management, LLLP with 28 years of industry experience. He holds Series 63 and Series 66 licenses and previously worked at Carillon Fund Distributors, Inc., UMB Distribution Services, LLC, and Scout Distributors, LLC. Wakefield Asset Management provides discretionary and non-discretionary portfolio management and financial consulting to individuals, trusts, estates, charitable organizations, and institutional clients. The firm combines quantitative, model-driven domestic equity strategies with multi-asset solutions and offers sub-advisory services through an affiliated adviser.
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