Walden Financial
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$52,813,988
Clients
108
31% high-net-worth
Advisors
1
of 3 employees
Firm type
Supported
1-4 advisors or >$200M in AUM
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
108
Very HighAverage account size
$489,018
About
Walden Financial provides investment management, financial planning, and financial coaching to individuals (including high-net-worth clients), retirement plans, charitable organizations, and businesses. The firm operates on a fee-only basis and manages portfolios across equities, fixed income, mutual funds, ETFs, municipal and government securities, and cash equivalents.
The firm’s investment process emphasizes asset allocation grounded in modern portfolio theory and uses a mix of passive and active fund strategies along with fundamental and technical analysis to tailor portfolios to clients’ risk tolerances and objectives. Walden Financial also offers socially conscious investing options when requested and incorporates ongoing plan monitoring and implementation into its advisory relationships.
Compared with many peers, the firm explicitly includes advisory annuity products — variable annuities, fixed indexed annuities, and RILAs — as part of its advisory services while disclosing it does not accept insurance commissions or trail compensation and generally bills such annuity assets at the policy level. It also provides a financial coaching subscription option aimed at clients early in the wealth-building process and extends ongoing financial planning to managed-account clients after the initial engagement, relying on an independent custodian for custody and trade execution.
Client services
Financial planning
Portfolio management
Expertise
Annuities
Business ownership considerations
Cash flow / budgeting
Fee options
Financial planning fixed fees between $500 and $10,000 for first year clients, and $1,200 to $3,600 annually for ongoing planning.
$0 - $1,000,000: 1.00% $1,000,001 - $5,000,000: 0.50% $5,000,001+: 0.35%
$250 per hour for financial planning and financial coaching services.
Fee-only: Financial planning fees: $500 - $10,000 first year (fixed fee), $1,200 - $3,600 annually thereafter; hourly financial planning and coaching at $250/hour.
Main office location
Walden Financial
130 N. Prospect St., Suite A
Granville OH 43023, United States
Number of offices
1
Most active in
Walden Financial has reported serving >5 clients in these states in the last 12 months.
Ohio
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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