Wallach Planning & Investments
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
The firm provides investment advisory and financial planning services to individual clients and trusts, and operates a wrap separate account program that bundles advisory, custody and brokerage execution into a single, consolidated arrangement. Financial planning is available as a separate, negotiable engagement in addition to participation in the firm’s managed account program.
Portfolios are typically managed on a discretionary basis to meet each client’s stated investment policies, guidelines and risk tolerance, with a nondiscretionary option available if clients prefer to approve transactions. The firm monitors accounts continuously, conducts formal reviews at least annually, and uses a mix of analytic methods (including fundamental, technical, charting and cyclical analysis) to select and adjust holdings.
What is distinctive is that the firm itself sponsors and manages a wrap fee separate account program — a structure that is uncommon among independent, solo advisers — and administers client trading through a designated trading/custody partner, including reimbursement of trading commissions when that partner is used. The firm operates as a single-principal practice with an adviser whose background includes long experience in analytical roles and securities qualifications, and it manages client assets in-house rather than outsourcing portfolio management.
Client services
Expertise
Fee options
Under $100,000 - $99,999: 0.400% quarterly fee on stock portfolio, 0.200% quarterly fee on mutual funds/ETFs $100,000 - $499,999: 0.300% quarterly fee on stock portfolio, 0.163% quarterly fee on mutual funds/ETFs $500,000 - $999,999: 0.250% quarterly fee on stock portfolio, 0.125% quarterly fee on mutual funds/ETFs $1,000,000 - $1,999,999: 0.225% quarterly fee on stock portfolio, 0.113% quarterly fee on mutual funds/ETFs $2,000,000 - $4,999,999: 0.188% quarterly fee on stock portfolio, 0.094% quarterly fee on mutual funds/ETFs $5,000,000+: Negotiable
Financial planning services at $50 per hour, billed in six-minute increments, negotiable fees.
Account minimum: $100,000 Fee-only: Financial planning services offered at $50 per hour, billed in six-minute increments, fees negotiable.
Main office
Norfolk VA
Advisors at this office
1
Most active in
Virginia
Also doing business as
Wallach Planning & Investments · Wallach Planning & Investments LLC · Wallach, Andrew Jay
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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