W
Wallach Planning & Investments
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$37,946,885
Clients
45
20% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
45
HighAverage account size
$843,264
About
The firm provides investment advisory and financial planning services to individual clients and trusts, and operates a wrap separate account program that bundles advisory, custody and brokerage execution into a single, consolidated arrangement. Financial planning is available as a separate, negotiable engagement in addition to participation in the firm’s managed account program.
Portfolios are typically managed on a discretionary basis to meet each client’s stated investment policies, guidelines and risk tolerance, with a nondiscretionary option available if clients prefer to approve transactions. The firm monitors accounts continuously, conducts formal reviews at least annually, and uses a mix of analytic methods (including fundamental, technical, charting and cyclical analysis) to select and adjust holdings.
What is distinctive is that the firm itself sponsors and manages a wrap fee separate account program — a structure that is uncommon among independent, solo advisers — and administers client trading through a designated trading/custody partner, including reimbursement of trading commissions when that partner is used. The firm operates as a single-principal practice with an adviser whose background includes long experience in analytical roles and securities qualifications, and it manages client assets in-house rather than outsourcing portfolio management.
Client services
Financial planning
Portfolio management
Expertise
General retirement planning
General tax planning
Concentrated stock management
Fee options
Under $100,000 - $99,999: 0.400% quarterly fee on stock portfolio, 0.200% quarterly fee on mutual funds/ETFs $100,000 - $499,999: 0.300% quarterly fee on stock portfolio, 0.163% quarterly fee on mutual funds/ETFs $500,000 - $999,999: 0.250% quarterly fee on stock portfolio, 0.125% quarterly fee on mutual funds/ETFs $1,000,000 - $1,999,999: 0.225% quarterly fee on stock portfolio, 0.113% quarterly fee on mutual funds/ETFs $2,000,000 - $4,999,999: 0.188% quarterly fee on stock portfolio, 0.094% quarterly fee on mutual funds/ETFs $5,000,000+: Negotiable
Financial planning services at $50 per hour, billed in six-minute increments, negotiable fees.
Account minimum: $100,000 Fee-only: Financial planning services offered at $50 per hour, billed in six-minute increments, fees negotiable.
Main office location
Wallach Planning & Investments
Norfolk VA, United States
Number of offices
1
Most active in
Wallach Planning & Investments has reported serving >5 clients in these states in the last 12 months.
Virginia
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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