Waller Wealth Management, LLC
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About
Waller Wealth Management is an independent advisory firm that serves individual and high‑net‑worth clients with ongoing portfolio management, financial planning, and supervisory oversight of held‑away retirement accounts. The firm’s advice generally covers mutual funds, ETFs, equities, fixed income, real estate funds, annuities, private placements and commodities, and it also implements options, margin and short‑sale strategies where appropriate.
The firm tailors recommendations to each client’s goals, risk tolerance and time horizon and typically seeks discretionary authority to manage accounts, using methods that include fundamental, technical, quantitative analysis and modern portfolio theory. Digital‑advisory accounts use automated allocation revisions while other accounts receive quarterly reviews; financial planning is generally delivered as a one‑time plan unless additional services are requested.
Notably, the firm operates as a solo practice with an unusually high client load for a single advisor (roughly 290 clients), and the sole advisor is concurrently a registered representative of a broker‑dealer and a licensed insurance agent, which the brochure discloses can create conflicts of interest when commissionable products are recommended. The firm requires use of a single custodian platform (LPL Financial) and receives custodial support services, structural features the brochure identifies as relevant to how services are delivered and monitored.
Client services
Expertise
Fee options
Financial planning fees range from $100 to $15,000 (negotiated fixed rates). Held away asset management fees range from $250 to $500 per month.
0.50% - 2.00% based on level of assets and complexity of management
Kory Wayne Waller is a registered representative of a broker-dealer and an insurance agent and accepts commissions for the sale of investment and insurance products, but commissions are not the primary source of compensation for advisory services.
Main office
515 N. Jackson
Magnolia AR 71753
Advisors at this office
1
Most active in
Arkansas · Louisiana · Texas
Also doing business as
Waller Wealth Management, L.L.C · Waller Wealth Management, LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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