Walls Investment Management Company
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$50,628,131
Clients
110
Advisors
2
across 2 offices
About
Walls Investment Management Company provides discretionary investment management and periodic financial planning advice to individuals, trusts, estates, small businesses and retirement vehicles such as pension and profit‑sharing plans. Services include determination of financial objectives, investment management, cash flow and retirement planning delivered through client consultations and periodic reviews.
The firm frames portfolios around client‑specific objectives and uses ongoing communication to set strategy, with discretionary trading authority to implement allocations across equities, fixed income, mutual funds and exchange‑traded funds. Investment analysis methods listed in the brochure include fundamental, technical, charting and cyclical approaches, and clients receive regular custodial statements and quarterly communications from the firm.
Distinctive aspects noted in the brochure include the firm’s management of pooled retirement vehicles (pension and profit‑sharing plans), which is relatively uncommon among similarly sized supported firms, and the absence of a designated high‑net‑worth client segment. The firm is modest in scale (approximately $55 million in assets under management for roughly 110 clients and two advisors) and maintains documented business continuity and succession planning.
Client services
Expertise
Fee options
Up to 1.5% annually, negotiated and agreed upon prior to services being rendered
Account minimum: $500,000 Fee-only: Fee-only investment management; fees based on percentage of AUM, no commissions or other compensation received
Main office
See office110 Traders Cross
Bluffton SC 29909
Advisors at this office
1
Offices (2)
Most active in
Pennsylvania · South Carolina
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Advisors at this firm
Richard W
Series 63
Bluffton, SC
Walls Investment Management Company
Richard Walls is a financial advisor at Walls Investment Management Company in Bluffton, SC, with 30 years of industry experience. He has worked at Walls Investments since 1998 and holds a Series 63 designation. Walls Investment Management provides personalized investment management and financial planning services to individual and institutional clients, including pension and profit-sharing plans, trusts, estates, and small businesses. The firm uses a mix of fundamental, technical, and cyclical analysis to construct portfolios focused on liquid instruments, and it offers discretionary portfolio management with regular account reviews.
Richard W
Series 65
Bluffton, SC
Walls Investment Management Company
Richard Walls Jr. is a financial advisor at Walls Investment Management Company with 15 years of industry experience. He holds a Series 65 designation and has been with Walls Investments since 2007. Walls Investment Management provides personalized investment management and financial planning services to individual and institutional clients, including pension and profit-sharing plans, trusts, estates, and small businesses. The firm uses a mix of fundamental, technical, and cyclical analysis to manage portfolios focused on liquid instruments, and it offers discretionary portfolio management with regular account reviews.
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