Walsvick Wealth Management

Walsvick Wealth Management is a single‑advisor registered investment adviser that serves individual and high‑net‑worth clients, managing a small book of accounts (about 16 clients with roughly $4.4 million in assets under management). The firm provides ongoing portfolio management and financial planning, creates client‑specific Investment Policy Statements, and also offers tax preparation, accounting, and life/disability insurance products as additional services.

The firm’s investment process is built around those Investment Policy Statements and draws on charting, fundamental, technical, and cyclical analysis to construct portfolios of mutual funds, equities, fixed income, ETFs, REITs and annuities. Walsvick operates primarily on a non‑discretionary basis—trades are placed with client approval and the firm has only limited authority to act without prior client consent—and it does not accept proxy‑voting authority or direct custody of client assets.

Distinctive features noted in the brochure include the primarily non‑discretionary account model, which is uncommon among independent advisers, and the integration of tax preparation/accounting and insurance offerings into the advisory relationship, which the firm discloses as potential conflicts of interest. The firm also requires clients to use designated custodians and performs at least quarterly reviews of accounts, reflecting an approval‑centric, hands‑on service style for a small client base.