Wander Financial Services, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$42,954,609
Clients
34
47% high-net-worth
Advisors
1
of 2 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
34
HighAverage account size
$1,263,371
About
Wander Financial Services, LLC provides personalized financial planning and ongoing asset management primarily for individual clients, including high‑net‑worth households, and also works with retirement plan sponsors and participants. Its services include comprehensive and modular written financial plans, retainer and consultation arrangements, wrap‑fee portfolio management and explicit pension consulting engagements.
The firm relies on fundamental analysis and implements client strategies through model portfolios and third‑party managers accessed via the AssetMark platform, rather than market timing, and it tailors recommendations to each client’s objectives and risk tolerance. Managed accounts are reviewed at least quarterly, and the firm positions itself as the communication conduit between clients and independent investment strategists while accommodating client‑imposed investment restrictions.
Compared with many solo independent advisers, Wander’s brochure discloses that its representatives are independently licensed to sell insurance products and may earn commissions in that separate capacity, and that the firm provides structured pension consulting services to plan sponsors—covering plan design review, fiduciary support, employee education and investment due diligence. The firm also participates in wrap‑fee programs and receives periodic marketing reimbursements from AssetMark, which the brochure identifies as additional compensation sources that clients should consider.
Client services
Financial planning
Portfolio management
Pension consulting
Selection of other advisers
Expertise
General retirement planning
General tax planning
College savings (529s, UTMA, etc.)
Wealth management
Fee options
Fixed fees generally not exceeding $10,000 for comprehensive and segmented financial plans; fixed fees for consultations do not exceed $15,000, negotiable based on complexity.
$0 - $500,000: 1.00% annually $500,001 - $1,000,000: 0.85% annually $1,000,001 - $3,000,000: 0.75% annually $3,000,001+: 0.65% annually
Representatives may earn commissions as licensed insurance agents for selling insurance products separately from advisory services.
Fees up to $500 per hour for consultation services; estimate provided prior to service.
Retainer services up to $15,000 per year billed quarterly in advance for ongoing financial assistance.
Account minimum: $25,000 for AssetMark Program Asset Allocation System accounts; $250,000 for AssetMark Private Managed accounts; $500,000 minimum stated for Privately Managed accounts under Item 7 (note discrepancy with $250,000 for Private Managed under Item 5)
Main office location
Wander Financial Services, LLC
New York NY, United States
Number of offices
1
Most active in
Wander Financial Services, LLC has reported serving >5 clients in these states in the last 12 months.
New York
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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