Wang Financial, LLC
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About
Wang Financial serves individuals (including high‑net‑worth clients), corporations, business entities, retirement plan participants, and private foundations with comprehensive financial planning and investment supervisory services. The firm provides portfolio management on both discretionary and non‑discretionary bases and delivers tailored non‑securities advice such as estate and business succession planning while coordinating implementation with clients’ attorneys, CPAs, and insurance agents.
The firm’s investment approach is grounded in Modern Portfolio Theory and emphasizes strategic asset allocation, broad diversification across mutual funds, ETFs, individual equities and bonds, and a buy‑and‑hold orientation rather than market timing. Portfolios are monitored at least quarterly; as disclosed in the brochure the adviser manages roughly $70 million in client assets (about $55.3M discretionary and $14.8M non‑discretionary) and uses third‑party technology and custody platforms, including Envestnet Tamarac for portfolio management and Schwab for custody and execution.
Distinctive features include a small, CFP‑credentialed advisory team managing a modest client roster (44 clients), which corresponds to a relatively high asset‑per‑client relationship and a hands‑on service model. The firm’s principals include a CFP who also holds a law degree, they assist clients with tax documentation and coordination with CPAs, provide written explanations for rollover recommendations to address conflicts of interest, do not participate in wrap fee programs, and leave proxy‑voting decisions to clients rather than voting proxies on their behalf.
Client services
Expertise
Occupation focus
Fee options
Fixed fees quoted and charged on an individual basis depending on scope of engagement
$75.00 - $400.00 per hour, billed in six-minute increments, non-negotiable
Fee-only: $75.00 - $400.00 per hour, billed in six-minute increments, non-negotiable
Main office
1114 State Street, Suite 300
Santa Barbara CA 93101
Advisors at this office
2
Most active in
California
Also doing business as
Bergquist Wang, LLC · Wang Financial, LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Advisors at this firm
Helen P
CFP®
Santa Barbara, CA
Wang Financial, LLC
Helen Perez is a CFP® professional with eight years of industry experience. She has worked at Bergquist Wang, LLC since 2013. Wang Financial, LLC serves individuals, corporations, business entities, retirement plan participants, and private foundations with comprehensive financial planning and investment supervisory services. The firm employs a Modern Portfolio Theory-based approach emphasizing strategic asset allocation and broad diversification, managing portfolios through a buy-and-hold strategy with regular quarterly monitoring.
Jonathan W
CFP®
Santa Barbara, CA
Wang Financial, LLC
Jonathan Wang is a CFP® professional with 12 years of experience in financial advising. He has worked at Bergquist Wang, LLC for nine years before joining Wang Financial, LLC, where he is currently an advisor. Outside of his advisory role, he is associated with Fraud Hotline, LLC, an online report service, though he holds no operational duties there. Wang Financial serves individual clients, including high-net-worth households, as well as corporations and private foundations, providing comprehensive financial planning and investment supervisory services. The firm emphasizes strategic asset allocation based on Modern Portfolio Theory, managing diversified portfolios primarily on a discretionary basis with regular quarterly reviews.
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