WAPG, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$0
Clients
0
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
0
Very LowAverage account size
—
About
WAPG primarily provides investment management to pension and profit‑sharing plans, charitable organizations, corporations and other pooled or institutional clients, and also offers financial planning and consulting services to individuals and families. While percentage‑of‑AUM advisory arrangements are part of its programs, the brochure indicates the firm will accept individual clients and may make exceptions to its stated account policies.
The firm’s investment approach emphasizes long‑term, fundamentally driven analysis and diversified asset allocation, offering both capital appreciation and capital preservation strategies tailored to client objectives. With client consent, WAPG may also implement shorter‑term trades, options or margin strategies and recommends custodians such as TD Ameritrade, Pershing and Schwab for account custody.
A distinctive feature disclosed in the brochure is that WAPG and its management are licensed insurance agents and sell insurance products for commission and potential incentive awards, an additional revenue source that the firm identifies as a possible conflict of interest and that is uncommon for managers focused on pooled or institutional assets. The firm also combines AUM fees with fixed‑fee and hourly financial‑planning engagements and states it does not accept performance‑based fees or take custody of client assets, a mix of fee models and operational practices that differs from many peers.
Client services
Financial planning
Portfolio management
Expertise
Long-term care insurance
Fee options
Financial planning fixed fees generally range from $1,000 to $10,000, negotiable.
$100,000 - $299,999: 2.25% $300,000 - $499,999: 2.00% $500,000 - $999,999: 1.50% $1,000,000 - $1,999,999: 1.25% $2,000,000 - $2,999,999: 1.00% $3,000,000 - $3,999,999: 0.75% $4,000,000 - $4,999,999: 0.60% $5,000,000+: 0.50%
Separate commissions may be earned from insurance product sales as an independent insurance broker.
Financial planning hourly rate generally $250 per hour, negotiable.
Account minimum: $250,000 Minimum fee: Minimum annual account fee of $1,000 Fee-only: Investment management fees based on assets under management; financial planning fees are fixed or hourly; no commissions on advisory fees.
Main office location
WAPG, LLC
Lone Tree CO, United States
Number of offices
1
Most active in
WAPG, LLC has reported serving >5 clients in these states in the last 12 months.
Colorado
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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