Warm Springs Advisors Inc.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Warm Springs Advisors provides discretionary asset management combined with modular financial planning and consulting to individual and high‑net‑worth clients. The firm manages about $131 million across a small roster (around 15 client accounts), indicating relatively concentrated assets per client and highly individualized account relationships.
The firm’s investment approach emphasizes long‑term, value‑oriented equity selection along with strategic and tactical asset‑allocation adjustments. Portfolios may be managed on a discretionary basis and can include margin/borrowing in separately managed accounts; financial planning is provided only as a bundled service with asset management rather than as a standalone offering.
Noteworthy operational features include the explicit use of borrowing within separately managed accounts — a practice that is uncommon among peers and introduces leverage and margin‑specific risks that clients should understand. The adviser uses institutional custodians (e.g., Schwab Institutional), does not offer wrap‑fee programs or aggregate/block trades, and leaves proxy voting to clients, which affects how governance matters are handled.
Client services
Fee options
0.90% annually
Main office
80 E. Sir Francis Drake Blvd. Suite 4 D
Larkspur CA 94939
Advisors at this office
2
Most active in
California
Also doing business as
Warm Springs Advisors · Warm Springs Advisors Inc.
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Advisors at this firm
Philip R
Series 63, Series 65
Larkspur, CA
Warm Springs Advisors Inc.
Philip Rice is a financial advisor at Warm Springs Advisors Inc. with six years of industry experience. He holds the Series 63 and Series 65 designations and previously worked at Private Wealth Partners from 2014 to 2019. Warm Springs Advisors offers discretionary asset management and modular financial planning to individual and high-net-worth clients. The firm emphasizes long-term, value-oriented equity selection and uses strategic asset-allocation adjustments, managing approximately $131 million across a small number of client accounts.
Nathaniel C
Larkspur, CA
Warm Springs Advisors Inc.
Nathaniel Cornell is a financial advisor at Warm Springs Advisors Inc. with 13 years of industry experience. He also serves as President and Director of Home Savings Bank in Wapakoneta, Ohio, and holds executive roles at Cornell and Finkelmeier, Inc., a property and casualty insurance firm. Warm Springs Advisors provides discretionary asset management combined with modular financial planning and consulting to individual and high-net-worth clients. The firm emphasizes long-term, value-oriented equity selection and strategic asset-allocation adjustments, managing concentrated portfolios on a discretionary basis.
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