Warren Capital Group
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$68,090,012
Clients
181
Advisors
3
across 2 offices
About
Warren Capital Group provides discretionary portfolio management and financial planning primarily to individual and high‑net‑worth clients, as well as trusts, estates, retirement accounts and certain business entities including pension and profit‑sharing plans. The firm delivers these services through an advisory fee program billed as a percentage of assets under management and includes portfolio monitoring and administrative support.
The firm constructs diversified portfolios across five asset classes — stocks, bonds, real estate, alternatives and money market — using model portfolios implemented on custodial platforms such as Charles Schwab and Altruist, while tailoring allocations to clients’ risk tolerance, tax considerations, liquidity needs and cash flows. Warren Capital employs fundamental and cyclical analysis, retains discretionary trading authority for accounts in the program, and conducts at least quarterly account reviews.
Noteworthy distinctions are that Warren Capital serves as investment adviser and portfolio manager for a listed pooled vehicle, the WarCap Unconstrained Equity ETF (WCAP) traded on NYSE Arca, and provides portfolio management for pooled investment vehicles in addition to individual accounts. The firm also operates a bundled advisory fee program that incorporates custodial and administrative costs, manages donations to a related 501(c)(3) foundation free of charge, and maintains a coordinated tax preparation arrangement with an independent third‑party provider — all arrangements the brochure notes may present conflicts the firm says it addresses through fiduciary disclosures and client choice.
Client services
Expertise
Fee options
Separate flat planning or coordination fee may be charged for tax preparation and filing services through an independent third-party provider, depending on scope of services
$0 - $500,000: 2.50% $500,000 - $999,999: 2.25% $1,000,000 - $5,000,000: 1.75% $5,000,000+: 1.25%
Main office
See office32 Cooper Street
Charleston SC 29403
Advisors at this office
2
Offices (2)
Most active in
District of Columbia · Florida · Maryland · New York · North Carolina · South Carolina · Texas · Virginia
Also doing business as
Warren Capital Group · Warren Capital Management, Inc.
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Quick links
Advisors at this firm
Parker A
Series 65
Charleston, SC
Warren Capital Group
Parker Allen is a financial advisor with Warren Capital Group in Charleston, SC, holding a Series 65 designation and 10 years of industry experience. He has been with Warren Capital Group since 2014 and also operates Parker Allen Consulting LLC, which provides consulting services to small businesses outside the investment field. Warren Capital Group offers discretionary investment management and financial planning to individuals, high-net-worth clients, and business entities, including pension and profit-sharing plans. The firm manages diversified portfolios tailored to client needs and oversees a wrap fee program that integrates portfolio management with custodial and administrative services.
Hector M
Series 65
Charleston, SC
Warren Capital Group
Hector Molini is a financial advisor at Warren Capital Group with seven years of industry experience. He holds a Series 65 designation and has worked at Warren Capital Group since 2018, following two years at Baltazar Group. Outside of his advisory role, he owns and operates HEM Consulting LLC, a management consulting business. Warren Capital Group provides discretionary investment management and financial planning to individuals, high-net-worth clients, and business entities. The firm offers a wrap fee program that integrates portfolio management, monitoring, and administrative services, constructing diversified portfolios tailored to clients’ financial situations and investment objectives.
Joseph W
Series 63, Series 65
Washington, DC
Warren Capital Group
Joseph Warren is a financial advisor at Warren Capital Group with 27 years of industry experience. He holds Series 63 and Series 65 designations and has been with Warren Capital Group since 2005, following a three-year tenure at Cheytac LLC. Outside of his advisory role, he serves on the boards of several companies, including Mortgage Harmony LLC, AmplfiedAg, and Stash Storage, and manages multiple private holding entities. Warren Capital Group provides discretionary investment management and financial planning services to individuals, high-net-worth clients, trusts, estates, retirement accounts, and business entities. The firm manages diversified portfolios across multiple asset classes using fundamental and cyclical analysis and offers a bundled wrap fee program with in-house portfolio management.
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