Austin, TX Office
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Water Valley Investment Advisors, Inc.
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About
Water Valley Investment Advisors provides ongoing portfolio management to individual and high-net-worth clients, charitable organizations, and retirement plans, offering both discretionary and non‑discretionary management. The firm also delivers retirement plan fiduciary services and limits written financial planning to clients who are receiving its asset management services, while providing periodic educational newsletters.
The firm’s investment process centers on fundamental analysis and long‑term trading, documenting objectives and risk tolerance in an Investment Policy Statement for each client and conducting account reviews at least quarterly. WVIA typically recommends mutual funds and ETFs, seeks discretionary trading authority for many accounts, and may aggregate client orders (block trades) when pursuing execution efficiencies, allocating trades on an average‑price basis.
Distinctive features include acting as an ERISA 3(38) investment manager for retirement plans, including discretionary investment selection and qualified default investment alternative (QDIA) management, and explicit disclosure of conflicts and procedures around retirement plan rollover recommendations. WVIA also limits standalone planning services to managed clients and uses institutional custody relationships that provide access to institutional trading, research and operational support.
Expertise
Location
Austin TX
Advisors at this office
1
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