A complete list of active advisors currently associated with Waterford Capital Investment Advisory Services LLC
Warmer can help you find a great advisor at Waterford Capital Investment Advisory Services LLC or one who fits your needs even better.
Waterford Capital Investment Advisory Services LLC provides boutique investment management to high‑net‑worth individuals, families, trusts, family limited partnerships and private pooled investment vehicles, managing roughly $228 million across about 109 client relationships. The firm offers tailored portfolio management and conducts due diligence and ongoing monitoring of alternative investments, and it generally imposes a multi‑million dollar account minimum subject to discretionary acceptance. The firm’s investment approach is grounded in Modern Portfolio Theory and an asset‑allocation framework that combines strategic and tactical allocation and makes substantive use of exchange‑traded funds as core holdings. According to the brochure, Waterford manages client assets on a non‑discretionary basis and makes buy/sell recommendations that require client consent before implementation. Waterford is distinctive for its affiliation with an in‑house broker‑dealer and for a principal’s registered‑representative role with that broker‑dealer, which also holds a profit‑sharing interest in a private real‑estate fund the firm may recommend; the brochure discloses this potential conflict and describes mitigations such as disclosure to clients, offsets of advisory fees by commissions paid through the broker‑dealer, and compliance oversight. The firm also highlights its ability to evaluate, hire and fire managers for private funds it monitors and the occasional use of an alternate custodian, practices that may differ from many peers.
To learn more about the advisors currently working at Waterford Capital Investment Advisory Services LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.
Name |
Location |
Years of experience |
|---|---|---|
Addison, TX
| 35
| |
Addison, TX
| 26
|
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