New Orleans, LA St. Charles Avenue Office
TeamData sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Waters, Parkerson & Co., LLC
Team
Firm-wide stats for Waters, Parkerson & Co., LLC
Clients per advisor
106 Very HighAvg AUM per client
$3,240,799 Very HighHNW client ratio
64% Very HighAbout
Waters, Parkerson & Co. serves individuals, business entities, trusts, estates and charitable organizations and offers discretionary and non-discretionary investment advisory services, financial planning, and related consulting and implementation. The firm’s brochure also describes engagements with ERISA retirement plans and trustee services, indicating it provides both individual and plan-level advisory work.
The firm manages assets on a fee-only, percentage-of-AUM basis and implements portfolios using fundamental analysis with both long- and short-term purchases, while treating cash as an asset class when appropriate. It typically recommends Schwab as custodian, conducts ongoing account reviews, and discloses use of technology — including governed AI tools — to support research and client service processes.
Compared with many peers, Waters, Parkerson combines a relatively small advisor team with more than $2 billion in reported AUM and offers trustee services that can trigger annual surprise CPA examination requirements for certain engagements. The brochure also details business-entity and plan-oriented operational arrangements (asset-transfer authorizations, proxy-voting processes, and class-action support options) and explicitly reports relationships consistent with serving banking or thrift institution clients.
Based on Waters, Parkerson & Co., LLC
Location
228 St. Charles Avenue, Suite #512
New Orleans LA 70130-2682
Advisors at this office
3
Advisors at this office
Jonathan M
CFA®, Series 66
New Orleans, LA
Waters, Parkerson & Co., LLC
Jonathan Montgomery is a CFA® charterholder with 22 years of industry experience. He has been with Waters, Parkerson & Co., LLC since 2001. The firm provides discretionary and non-discretionary investment advisory and portfolio management services to individuals, business entities, trusts, estates, and charitable organizations. Waters, Parkerson employs fundamental analysis and a mix of long- and short-term strategies across multiple asset classes while treating cash as an asset for defensive positioning.
Michael W
Series 63, Series 65
New Orleans, LA
Waters, Parkerson & Co., LLC
Michael Whealdon is a financial advisor at Waters, Parkerson & Co., LLC with 34 years of industry experience. He holds the Series 63 and Series 65 designations and has been with Waters, Parkerson & Co., Inc. since 1983. Waters, Parkerson & Co., LLC provides discretionary and non-discretionary investment advisory and portfolio management services to individuals, business entities, trusts, estates, and charitable organizations. The firm’s investment approach combines fundamental analysis with long- and short-term strategies across multiple asset classes, including equities, fixed income, mutual funds, and ETFs, while treating cash as an asset class for defensive positioning.
David P
Series 63, Series 65
New Orleans, LA
Waters, Parkerson & Co., LLC
David Pointer is a financial advisor at Waters, Parkerson & Co., LLC with 34 years of industry experience. He has been with Waters, Parkerson & Co., Inc. since 1982. He holds the Series 63 and Series 65 designations. Waters, Parkerson & Co., LLC provides discretionary and non-discretionary investment advisory and portfolio management services to individuals, business entities, trusts, estates, and charitable organizations. The firm employs fundamental analysis and a mix of long- and short-term strategies across multiple asset classes, while also offering related consulting on estate, tax, and insurance matters as well as trustee services.
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