Watershed Private Wealth
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$413,574,495
Clients
143
Advisors
3
of 3 employees
About
Watershed Private Wealth LLC provides investment advisory services to individuals (including high‑net‑worth clients), trusts, estates, pension and profit‑sharing plans, offering ongoing portfolio management and financial planning. The firm’s services include discretionary portfolio management using third‑party model portfolios, direct indexing strategies, access to ETFs and mutual funds (including cryptocurrency‑linked ETFs), and the ability to implement options, margin, structured notes and securities‑backed lines of credit (SBLOCs).
The firm builds customized investment programs and an Investment Policy Statement for each client based on goals, time horizon and risk tolerance, and it uses a mix of fundamental, quantitative, technical and modern portfolio theory analyses and third‑party research to inform allocations. Accounts are generally managed on a discretionary basis with continuous monitoring and at least annual formal reviews, and financial planning is commonly integrated into ongoing portfolio relationships.
Watershed relies materially on a sub‑adviser and a model‑provider marketplace for trading, reporting and billing, and clients are asked to custody assets through the broker‑dealers accessed via that relationship (affecting trade execution and custodial arrangements). The brochure also discloses several less common features — a stated lack of account minimum, availability of direct indexing and structured products, the firm’s assistance with SBLOCs (and the related conflict), and documented use of AI tools for meeting transcription with an opt‑out — together with the attendant operational and investment risks.
Client services
Expertise
Fee options
Financial planning fees range from $1,000 to $10,000, fees are negotiable, typically waived for portfolio management clients.
$0 - $1,000,000: 1.20% $1,000,000 - $2,000,000: 1.00% $2,000,000 - $5,000,000: 0.85% $5,000,000 - $10,000,000: 0.75% $10,000,000+: 0.50%
Main office
1415 West. 22nd Street, Suite 550
Oak Brook IL 60523
Advisors at this office
3
Most active in
California · Florida · Illinois · Indiana · Texas
Also doing business as
Projected Tbd · Watershed Private Wealth · Watershed Private Wealth LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Quick links
Advisors at this firm
Sarah P
Series 66
Oak Brook, IL
Watershed Private Wealth
Sarah Pierce is a financial advisor at Watershed Private Wealth with 17 years of industry experience. She holds a Series 66 designation and has worked at firms including Northwestern Mutual and Creative Planning. Watershed Private Wealth provides investment advisory services to individuals, trusts, estates, and pension plans, offering discretionary portfolio management and financial planning. The firm uses a combination of fundamental, quantitative, technical, and modern portfolio theory analyses to build customized investment programs tailored to client goals and risk tolerance.
Brendan M
Series 63, Series 65
Oak Brook, IL
Watershed Private Wealth
Brendan Moody is a financial advisor with Watershed Private Wealth LLC in Oak Brook, IL, holding Series 63 and Series 65 licenses and 18 years of industry experience. His previous roles include positions at Spotlight Asset Group and Fidelity Investments. Moody serves as treasurer for the Fisher Falcon Education Foundation in a volunteer capacity. Watershed Private Wealth provides investment advisory services to individuals, trusts, estates, and pension plans, offering discretionary portfolio management, financial planning, and access to various investment strategies including direct indexing and cryptocurrency-linked ETFs. The firm uses a combination of fundamental, quantitative, and modern portfolio theory analyses to create customized investment programs aligned with clients’ goals and risk tolerance.
Joshi K
CFP®, Series 63, Series 66
Oak Brook, IL
Watershed Private Wealth
Joshi Koneru is a CFP® with 19 years of industry experience, currently serving as a financial advisor at Watershed Private Wealth since 2022. Prior to this, he worked for 15 years at Creative Planning. Watershed Private Wealth provides investment advisory services to individuals, including high-net-worth clients, trusts, estates, and pension plans, offering discretionary portfolio management and financial planning. The firm builds customized investment programs using a blend of fundamental, quantitative, technical, and modern portfolio theory analyses, and integrates financial planning into ongoing portfolio management.
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