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WaterStreet Asset Management LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$0
Clients
0
Advisors
1
of 2 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
0
Very LowAverage account size
—
About
WaterStreet Asset Management provides ongoing investment consulting, including financial organization, asset-allocation recommendations, retirement-plan allocation guidance, periodic reviews, and educational resources. The firm generally serves individuals and high-net-worth individuals and does not take custody of client assets or execute securities transactions.
Services are delivered on a non-discretionary, consultative basis and are tailored to client objectives, risk tolerance, and financial circumstances; clients may impose reasonable investment restrictions. WaterStreet may act as a co-adviser with Plan Confidence Corporation to provide illustrative allocation models for retirement plan options and focuses on periodic reviews and guidance rather than managing accounts directly.
Distinctively for a firm in the investment manager category, WaterStreet does not charge percentage-of-assets-under-management fees and does not accept performance-based fees, instead operating on flat subscription consulting fees. The brochure also shows no reported assets under management, no custody, and recent compliance updates to reflect the SEC Marketing Rule, a combination that sets it apart from peers that typically use AUM-based billing and discretionary management.
Client services
Portfolio management
Subadvisor & consulting services
Fee options
Fee-only: $99 per month or $999 annually
Main office location
WaterStreet Asset Management LLC
6640 Shady Oak
Eden Prairie MN 55344, United States
Number of offices
1
Most active in
WaterStreet Asset Management LLC has reported serving >5 clients in these states in the last 12 months.
Minnesota
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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