Wavelet Advisors
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$9,610,800
Clients
11
0% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
11
LowAverage account size
$873,709
About
Wavelet Advisors provides fee-based, discretionary portfolio management and investment advisory services to individuals, trusts, estates, charitable organizations, corporations and other business entities. While it uses a common percentage-of-AUM billing model for individual accounts, the firm also accepts institutional/business clients and provides portfolio management to those entities, a service offering that is relatively uncommon among peers of this size.
The firm applies a tactical allocation strategy grounded in fundamental analysis, implementing long-term equity holdings, option-writing (including covered options and spreads), fixed income, foreign securities, certificates of deposit and occasional interests in real estate partnerships. It generally holds positions for a year or more but may increase trading frequency during unusual market conditions, use cash as a hedge, and recommend reallocations or specific stock picks to adjust sector weightings or harvest gains and losses.
Wavelet manages roughly $9.6 million on a discretionary basis for a small client base and was founded in 2020, with the firm’s principal bringing extensive institutional asset-management experience and a part-time academic role. Operationally, the firm does not accept custody of client assets except for authorized fee deduction, does not charge performance-based fees, and clients retain proxy voting authority — administrative choices that distinguish it from some peers.
Client services
Portfolio management
Expertise
Active portfolio management
Concentrated stock management
Options & derivatives strategies
Real estate investing
Fee options
$250,000 - $600,000: 1.30% $600,000 - $1,000,000: 1.20% $1,000,001 - $2,000,000: 1.10% $2,000,001 - $3,000,000: 1.00% $3,000,001 - $5,000,000: 0.90% $5,000,001+: 0.80%
Account minimum: $250,000 Minimum fee: Minimum monthly fees may be charged for some accounts; fees are negotiable at the sole discretion of the Advisor.
Main office location
Wavelet Advisors
Upper Saddle River NJ, United States
Number of offices
1
Most active in
Wavelet Advisors has reported serving >5 clients in these states in the last 12 months.
New Jersey
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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