W
Wavelet Capital
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$2
Clients
0
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
0
Very LowAverage account size
—
About
Wavelet Capital is a state-registered investment adviser that provides discretionary investment management primarily through separately managed accounts and also offers non‑discretionary investment consulting to qualified investors, including high‑net‑worth individuals, trusts, and institutional entities. The firm charges asset‑based management fees (a common practice among investment managers) and may enter into performance‑based compensation arrangements with eligible clients.
The firm pursues a long/short equity strategy focused on U.S. equities and related derivative instruments, combining bottom‑up fundamental research, proprietary earnings models, and a high idea‑velocity process to identify undervalued and overvalued securities. Portfolios may use options, leverage, significant short exposure, and a range of risk‑management techniques, and investment programs can be tailored to client objectives and governing documents.
Noteworthy features relative to many peers include the firm’s small, single‑advisor structure and its status as a newly formed adviser with no clients or client assets at the brochure approval date, and its stated willingness to trade small‑ and mid‑cap names, distressed or over‑the‑counter securities, and concentrated positions. The combination of SMA focus, active use of derivatives, leverage and shorting, and availability of performance‑based fee arrangements (with contractual protections such as a high‑water mark) sets its operating profile apart from many managers that primarily run pooled vehicles.
Client services
Portfolio management
Investment consulting
Expertise
Active portfolio management
Options & derivatives strategies
Fee options
Up to 35% of net profits during the agreed-upon investment period, subject to negotiation and a high water mark
Account minimum: $1,000,000
Main office location
Wavelet Capital
Darien CT, United States
Number of offices
1
Most active in
Wavelet Capital has reported serving >5 clients in these states in the last 12 months.
Connecticut
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Advisors at this firm
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