Colorado Springs, CO Office

Team
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Waverly Advisors, LLC logo

Waverly Advisors, LLC

Multi-team

Firm-wide stats for Waverly Advisors, LLC

Total advisors

226

Across 41 offices

Clients per advisor

57 Typical

Avg AUM per client

$1,639,930 High

HNW client ratio

33% High

About

Waverly Advisors is a multi-team registered investment adviser that manages portfolios for individuals (including non‑HNW and high net worth clients), retirement plans and pooled investment vehicles. The firm reports roughly 224 advisors, about $29.9 billion in regulatory assets under management, and provides investment management, financial planning, retirement plan consulting and multi‑family office services.

Waverly delivers both discretionary and non‑discretionary portfolio management and integrates traditional equity and fixed‑income strategies with alternative and private‑markets allocations for clients. The firm uses institutional custodians and third‑party platforms, offers client portals and planning tools (including eMoney and third‑party wealth portals), and serves as adviser or sub‑adviser to pooled vehicles and an affiliated ETF (the GGM Macro Alignment ETF).

Compared with many multi‑team peers, Waverly has several atypical affiliations and activities: it owns or is affiliated with a state‑chartered trust company (Pacific Portfolio Trust Company) and an affiliated tax and accounting business (Waverly Business Services), serves as general partner or manager to a range of affiliated and indirectly affiliated private funds (including Promus real estate funds), and has related persons involved with commodity pool and CTA activity. The firm also provides retirement plan administrative services through third‑party relationships and accepts performance‑based compensation for certain fund management roles, which can create conflicts disclosed in its ADV.

Based on Waverly Advisors, LLC

Expertise

Private / alternative investments Real estate investing Options & derivatives strategies Tax-loss harvesting Multi-generational wealth transfer

Based on Waverly Advisors, LLC

Occupation focus

Founder/Business Owner Executive

Based on Waverly Advisors, LLC

Location

980 Pico Point

Colorado Springs CO 80905

Advisors at this office

5

Advisors at this office

user avatar

Brett B

Series 65

Colorado Springs, CO

Waverly Advisors, LLC

Brett Brownfield is a financial advisor at Waverly Advisors, LLC with three years of industry experience. He holds a Series 65 designation and has previously worked at Rainsberger Wealth Advisors and Cosmos Corporation. Waverly Advisors is a multi-team registered investment adviser managing portfolios for individual clients, retirement plans, and pooled investment vehicles. The firm combines traditional equity and fixed-income strategies with alternative and private-market allocations and provides a range of services including investment management, financial planning, and multi-family office services.

Private / alternative investments Real estate investing Options & derivatives strategies Tax-loss harvesting Multi-generational wealth transfer Founder/Business Owner Executive
user avatar

Erik A

CFP®, Series 66

Colorado Springs, CO

Waverly Advisors, LLC

Erik Aspelin is a CFP® with nine years of industry experience, currently serving as a financial advisor at Waverly Advisors, LLC since 2023. Prior to joining Waverly, he worked for eight years at Rainsberger Wealth Advisors. He holds the Series 66 designation and is based in Colorado Springs, CO. Waverly Advisors is a multi-team registered investment adviser managing portfolios for individuals, retirement plans, and pooled investment vehicles. The firm combines traditional equity and fixed-income strategies with alternative and private-market allocations and offers a range of investment management, financial planning, and multi-family office services.

Private / alternative investments Real estate investing Options & derivatives strategies Tax-loss harvesting Multi-generational wealth transfer Founder/Business Owner Executive
user avatar

Ellis R

Series 63

Colorado Springs, CO

Waverly Advisors, LLC

Ellis Rainsberger Jr. is a financial advisor at Waverly Advisors, LLC with 42 years of industry experience. He previously led Rainsberger Wealth Advisors for 34 years before joining Waverly Advisors in 2023. Outside of finance, he is a partner and owner of Eagle Mountain Builders, a custom home construction company, and owns RFS Lease Management. Waverly Advisors is a multi-team registered investment adviser serving individuals, retirement plans, and pooled investment vehicles. The firm combines traditional equity and fixed-income strategies with alternative and private-market allocations and offers a range of financial planning and multi-family office services.

Private / alternative investments Real estate investing Options & derivatives strategies Tax-loss harvesting Multi-generational wealth transfer Founder/Business Owner Executive
user avatar

Sean L

CFP®, Series 63, Series 66

Colorado Springs, CO

Waverly Advisors, LLC

Sean Lacey is a CFP® professional with eight years of industry experience, currently serving at Waverly Advisors, LLC. His prior roles include positions at T Rowe Price and J.P. Morgan Securities LLC. Outside of finance, he works as an online tutor for financial licensing exams and promotes sports nutrition products as a brand affiliate. Waverly Advisors is a multi-team registered investment adviser managing portfolios for individuals, retirement plans, and pooled investment vehicles. The firm combines traditional equity and fixed-income strategies with alternative and private-market allocations, offering a range of services including financial planning and multi-family office solutions.

Private / alternative investments Real estate investing Options & derivatives strategies Tax-loss harvesting Multi-generational wealth transfer Founder/Business Owner Executive
user avatar

Malinda S

Series 65

Colorado Springs, CO

Waverly Advisors, LLC

Malinda Sutton is a financial advisor at Waverly Advisors, LLC with three years of industry experience. She holds a Series 65 designation and previously worked for Rainsberger Wealth Advisors for 11 years. Sutton is a registered attorney in Colorado with an inactive license and does not currently practice law. Waverly Advisors is a multi-team registered investment adviser managing portfolios for individuals, retirement plans, and pooled investment vehicles. The firm combines traditional equity and fixed-income strategies with alternative and private-market allocations and offers a range of investment management and planning services.

Private / alternative investments Real estate investing Options & derivatives strategies Tax-loss harvesting Multi-generational wealth transfer Founder/Business Owner Executive
View complete list of advisors at this office
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