A complete list of active advisors currently associated with Waxman Financial
Warmer can help you find a great advisor at Waxman Financial or one who fits your needs even better.
Waxman Financial provides investment management and financial planning primarily for individual clients who are largely high-net-worth — including small business owners, self-employed professionals and corporate executives — with roughly one-fifth retired. Services include discretionary portfolio management for taxable and retirement accounts, written Personal Financial Plans, and access to insurance products through licensed representatives. The firm follows a bottoms-up, fundamental research process to build portfolios, emphasizing equities, exchange-traded funds, mutual funds and fixed-income funds rather than frequent use of individual bonds, and seeks global diversification with position-size limits (typically no more than about 5% per holding). Portfolios are tailored to objectives documented in each client’s Personal Financial Plan, are actively rebalanced and reviewed at least weekly, and the adviser normally trades on a discretionary basis through a single custodial platform. Distinctive features include a firm policy of requiring a recent, credible Personal Financial Plan before accepting clients for asset management and offering standalone written plans for a fixed fee or hourly consulting; this planning-first intake is less common among supported firms. The firm is small in scale (two advisers managing about $31.6 million for roughly 40 clients), is led by CFP-certified principals including one with an advanced academic degree, operates exclusively with a single institutional custodian, and discloses that associated persons may also sell insurance products and receive separate commission compensation.
To learn more about the advisors currently working at Waxman Financial, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.
Name |
Location |
Years of experience |
|---|---|---|
Parkland, FL
| 20
| |
Parkland, FL
| 24
|
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