Wayne Gilbert & Company
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Wayne Gilbert & Company provides one-time financial planning and consulting primarily to individual clients, delivering written plans and advice on cash flow, insurance, retirement and other financial goals. The firm is a solo, state-registered adviser and does not provide ongoing portfolio management, custody, or discretionary trading.
The firm's work is centered on long-term financial planning and efficient asset allocation: the adviser collects client documents, analyzes goals, risk tolerance and financial status, and prepares a written report (typically delivered within three months) with recommendations that clients are expected to implement themselves. The firm relies on third‑party account statements and reports when evaluating client positions and does not recommend specific buy/sell actions or manage accounts on an ongoing basis.
Distinctively, the adviser also serves as a registered representative of a broker‑dealer and is licensed to sell commission‑based insurance products, so implementation of plan recommendations can generate transaction or insurance commissions payable to the adviser in those separate capacities. Unlike many peers, the firm does not provide portfolio management or charge asset‑based (percentage‑of‑AUM) advisory fees, which makes understanding implementation costs and potential conflicts of interest important when engaging the firm.
Client services
Expertise
Fee options
Fixed fees ranging from $500 to $10,000 for a financial plan
Commissions charged upon implementation of the plan through Mr. Gilbert's separate registered representative or insurance agent capacities
$50 - $300 per hour for financial planning services
Minimum fee: Minimum fixed fee of $500 for a financial plan Fee-only: Fixed fees ranging from $500 to $10,000 for a financial plan, and hourly fees from $50 to $300 per hour
Main office
Davis CA
Advisors at this office
1
Most active in
California
Also doing business as
Gilbert, Wayne Eugene · Wayne Gilbert & Company
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Is not active or affiliated with:
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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