San Diego, CA Office

Wealth Alliance, LLC provides investment management and personal financial analysis to individuals, families, trusts, estates, small businesses and retirement plan participants, with a focus on business owners, executives approaching retirement, and emerging-wealth professionals. The two-advisor firm manages roughly $70 million and offers separately managed accounts plus a suite of 22 proprietary model portfolios and satellite allocations that can include alternative investments.

The firm implements portfolios primarily with ETFs, mutual funds, individual bonds, REITs, commodities, options and CDs, using a mix of fundamental/valuation analysis and quantitative model outputs together with risk-assessment software. Wealth Alliance generally manages client assets on a discretionary basis, provides continuous monitoring and periodic rebalancing, and tailors accounts via SMA structures and client-imposed written restrictions when requested.

What is noteworthy relative to many peers is the firm’s integration of tax and accounting-related credentials and services: principals maintain CPA (inactive), CFP, ChFC and Enrolled Agent qualifications and the firm provides tax-preparation services through an affiliated tax practice. Advisors are also registered representatives of a broker-dealer and licensed insurance agents and may receive commissions for alternative investments, annuities and insurance—arrangements the firm discloses and manages as potential conflicts of interest.