Wealth Apple, LLC

Wealth Apple offers asset management and financial planning services, with emphasis on business and retirement planning, investment policy statements, and socially responsible investing options. The firm’s brochure lists a broad potential client base (individuals, high‑net‑worth clients, trusts, pension and profit‑sharing plans, charitable organizations, foundations, corporations, small businesses and churches) and notes access to alternative investments and custodial account setup; it reported $0 in discretionary assets under management as of December 31, 2025.

The firm uses a combination of fundamental analysis, modern portfolio theory and technical analysis to construct portfolios, provides discretionary management with periodic rebalancing and client reviews, and offers written Investment Policy Statements. Wealth Apple also highlights the ability to incorporate non‑financial metrics for socially responsible portfolios and names several custodians it recommends for different strategies.

A distinctive feature disclosed in the brochure is that the firm’s principal is also a registered representative of a broker‑dealer and participates in investment banking activities through an affiliated broker‑dealer/branding arrangement, which the firm notes is strictly segregated from advisory client work. The brochure describes conflict‑management measures — including a Code of Ethics, disclosure policies, prohibitions on solicitation of advisory clients for broker‑dealer activities, and centralized supervision by the firm’s sole executive — reflecting controls intended to address those uncommon affiliations.