Wealth Builders Financial Group LLC

Wealth Builders Financial Group is a fee-only, registered investment adviser that provides portfolio management and financial planning services to individuals, pension and profit-sharing plans, trusts and estates, and corporate/business entities. The firm offers both discretionary and non-discretionary advisory agreements and performs account processing for certain small SIMPLE IRA plans; written financial planning is provided under a separate engagement.

The adviser uses fundamental security analysis and typically recommends mutual funds for clients with portfolios under $500,000 to achieve diversification, implementing client accounts primarily through Charles Schwab as custodian. Client accounts are reviewed at least quarterly with one-to-two in-person reviews annually, and clients receive a quarterly market update newsletter.

The firm is notable for managing roughly $38 million in assets for nearly 500 clients while operating as a solo practitioner, an unusually high client-to-advisor ratio for its peer group. A majority of advisory clients are also served by the adviser’s affiliated accounting and payroll businesses, and the firm’s client mix includes corporate and business entities, which differentiates it from many independent advisers.