Wealth Financial Group West, Inc.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
The firm provides investment advisory and financial planning services primarily to individual and high-net-worth clients, delivering ongoing discretionary asset management and comprehensive financial plans. It also offers access to third‑party managed programs and assists clients with implementation and account administration for those programs.
The firm’s investment process combines model portfolios and external platforms with security analysis that can include fundamental, technical and cyclical methods, and it conducts periodic portfolio reviews to monitor allocations and rebalance as needed. When clients are placed with third‑party managers, the firm acts as a liaison—helping with onboarding, transmitting disclosures, and monitoring performance and suitability on an ongoing basis.
Distinctive aspects include an affiliation with an insurance business: principals operate an insurance agency and receive separate compensation for insurance sales, a relationship that the firm discloses and manages as a potential conflict of interest. The firm also receives a share of fees from recommended third‑party managers and participates in an incentive arrangement with one TPM, and it has a regulatory history of withdrawing and later re‑filing registration.
Client services
Expertise
Fee options
$2,500 fixed fee for comprehensive financial plan
All assets+: 0.95% All assets+: 1.00% All assets+: 1.35% All assets+: 1.50%
$250 per hour for ad hoc financial planning services
Account minimum: $50,000
Main office
650 Town Center Dr Ste 920
Costa Mesa CA 92626
Advisors at this office
2
Most active in
California · Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
Advisors at this firm
Brock B
Series 65
Costa Mesa, CA
Wealth Financial Group West, Inc.
Brock Butlett is a financial advisor at Wealth Financial Group West, Inc. with four years of industry experience. He holds a Series 65 designation and has worked at Wealth Financial Group West, Inc. since 2017, with a brief tenure at Gradient Advisors in 2022. In addition to his advisory role, he is an insurance agent at Simpson & Simpson Life Insurance Services, Inc. Wealth Financial Group West provides investment advisory and financial planning services primarily to individual and high-net-worth clients, combining model portfolios, external platforms, and various security analysis methods as part of its investment process. The firm also offers third-party managed programs and manages client onboarding, disclosures, and portfolio monitoring for those programs.
Tami S
CFP®, Series 65
Costa Mesa, CA
Wealth Financial Group West, Inc.
Tami Simpson is a CFP® with 19 years of industry experience, currently affiliated with Wealth Financial Group West, Inc. She has worked at multiple firms including Gradient Advisors, LLC and Brokers International. Simpson is also involved with Simpson & Simpson Life Insurance Services, Inc., where she has served in an insurance sales and services capacity. Wealth Financial Group West, Inc. provides investment advisory and financial planning services primarily to individual and high-net-worth clients. The firm combines model portfolios and external platforms with various security analysis methods and conducts ongoing portfolio monitoring, while also facilitating access to third-party managed programs.
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