Wealth Forward Advisors
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$0
Clients
0
Advisors
1
of 2 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
0
Very LowAverage account size
—
About
Wealth Forward Advisors is a registered investment adviser that provides discretionary portfolio management and financial planning, preparing individualized investment policy statements and ongoing portfolio monitoring for individuals and high‑net‑worth clients. The firm’s brochure notes it offers both discretionary trading authority and tailored investment programs based on client goals, time horizon, and documented risk tolerance.
The firm describes a multi‑method analytical approach — including fundamental, quantitative, technical (charting), cyclical analysis and modern portfolio theory — and uses a range of investment strategies from long‑term allocations to short sales, margin and options trading. WFA may implement model allocations, conducts periodic reviews (at least quarterly), and states it can engage third‑party managers to manage all or a portion of client assets after due diligence.
Distinctive elements in the brochure include an explicit practice of selecting and overseeing other advisers and allocating to pooled vehicles such as private equity funds while charging its standard advisory fee in addition to the third‑party managers’ fees, an arrangement that the firm notes but that is uncommon among peers. The brochure also discloses an hourly billing option for financial planning (negotiated at $250–$400 per hour), a fee structure that is less typical for firms in the investment‑manager category.
Client services
Financial planning
Portfolio management
Selection of other advisers
Expertise
Options & derivatives strategies
Private / alternative investments
Real estate investing
Fee options
$0 - $500,000: 0.95% $500,001 - $2,000,000: 0.85% $2,000,001 - $5,000,000: 0.75% $5,000,001+: 0.65%
Negotiated hourly fee between $250 and $400
Main office location
Wealth Forward Advisors
401 Park Avenue S, 10 Th Floor Suite 1040
New York NY 10016, United States
Number of offices
1
Most active in
Wealth Forward Advisors has reported serving >5 clients in these states in the last 12 months.
Connecticut · New York
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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