St. Louis, MO Office

The firm provides portfolio management, financial planning, and business consulting to individuals, trusts, estates, charitable organizations, corporations and closely held businesses, and it offers access to third‑party advisory programs and platform solutions for wrap, separately managed account (SMA/IMA) and annuity investments. Clients work with the firm for account monitoring and implementation assistance while custody and trade execution are handled by qualified custodians and third‑party managers.

Investment advice is based on both fundamental and technical analysis and spans strategies from long‑term purchases to short‑term trading, including the potential use of margin, short sales and other leverage where appropriate. The brochure discloses that the firm operates predominantly in a non‑discretionary capacity (reporting $0 discretionary AUM, about $46.8M in non‑discretionary AUM and roughly $232.6M under advisement) and that it helps clients select and monitor model allocations and independent managers, including through the AssetMark platform.

Distinctive features include an affiliation with WMATax Services, LLC, which provides bookkeeping and tax return preparation to clients, and a principal with a background as a licensed CPA, reflecting an accounting focus not common among peers. The firm also conducts periodic educational seminars and workshops and discloses that its advisors hold insurance licenses and may offer commissionable insurance products, and that some third‑party managers or strategies available on its platforms may employ borrowing or leverage in SMAs.