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Wealth Management Advisors RIA, Inc.

Updated today

Client assets under management

$115,171,957

Clients

151

20% high-net-worth

Advisors

2

of 3 employees

Firm type

Supported

1-4 advisors or >$200M in AUM

Clients per advisor

76

High

Average account size

$762,728

About

The firm serves individual and high‑net‑worth clients as well as small businesses, providing discretionary and non‑discretionary asset management, financial planning, and annuity management. Like many peers, it charges percentage‑of‑assets fees and primarily constructs portfolios using stocks, bonds, mutual funds and exchange‑traded funds.

Investment recommendations are tailored to each client’s goals, time horizon and risk tolerance and draw on a mix of fundamental, technical and charting analysis to implement active mutual‑fund and ETF‑focused strategies. The firm also recommends third‑party managers when appropriate and describes a formal due‑diligence process for those managers (including ADV review, surprise‑audit checks and on‑site visits every 24 months), and it provides annuity oversight and planning services separate from variable sub‑account management.

Noteworthy differences from many peers include a disclosed self‑regulatory enforcement matter: a firm principal signed an Acceptance, Waiver & Consent with FINRA in 2012 relating to unsuitable recommendations, resulting in suspension and a fine. The firm is also affiliated with an insurance agency (the president acts as an insurance agent and receives commissions) and receives referral/ongoing fees from a third‑party manager; these relationships are identified in the brochure as potential conflicts and are addressed through disclosures and firm procedures.

Client services

Financial planning Portfolio management Selection of other advisers

Expertise

Annuities Income planning Social Security optimization General tax planning

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Fee options

Fixed

Fixed financial planning fees between $500 - $5,000 depending on complexity.

Percentage

$0 - $100,000: 2.00% annually $100,001 - $5,000,000: 1.50% annually Over $5,000,000+: Negotiable

Commissions

Insurance commissions earned by principal; also external compensation for insurance sales (amounts not specified). Referral fees from third party manager Howard Capital Management.

Project-based

$250 per hour (financial planning), with a 2 hour minimum.

Main office location

Wealth Management Advisors RIA, Inc.

617 Main St.

Windsor CO 80550, United States

Number of offices

2

Most active in

California · Colorado · Louisiana · Texas

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

Advisors at this firm

user avatar

Michael R

Series 63, Series 66

Windsor, CO

Wealth Management Advisors RIA, Inc.

Michael Romero is a financial advisor with Wealth Management Advisors RIA, Inc., holding Series 63 and Series 66 licenses and bringing 23 years of industry experience. He has worked with Wealth Management Advisors, Inc. since 2001 and was with DMK Advisor Group, Inc. from 2011 to 2021. Outside of advising, he manages a small property business in Greeley, Colorado. Wealth Management Advisors RIA, Inc. serves individual and high-net-worth clients as well as small businesses, offering discretionary and non-discretionary asset management, financial planning, and annuity management. The firm tailors investment recommendations using fundamental, technical, and charting analysis with a focus on mutual funds and ETFs, and it employs a due-diligence process for third-party managers when utilized.

Annuities Income planning Social Security optimization General tax planning
user avatar

Erika D

Series 65

Highlands Ranch, CO

Wealth Management Advisors RIA, Inc.

Erika Devlin is a financial advisor at Wealth Management Advisors RIA, Inc. She holds a Series 65 credential and previously worked at Edward Jones Investments, LLC from 2020 to 2025. She has been with Wealth Management Advisors since 2025. Wealth Management Advisors serves individual and high-net-worth clients as well as small businesses, providing discretionary and non-discretionary asset management, financial planning, and annuity management. The firm employs active mutual fund and ETF strategies tailored to client goals and risk tolerance, and it maintains a formal due-diligence process for recommended third-party managers.

Annuities Income planning Social Security optimization General tax planning
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