Wealth Managers, Inc.

Wealth Managers, Inc. is a registered investment adviser that offers portfolio management and financial planning and may direct clients to third‑party investment advisers. The brochure describes services that include preparing investment policy statements and implementing asset allocation and security selection across mutual funds, fixed income, real estate funds (including REITs), annuities, ETFs, commodities, venture capital and private placements.

The firm describes an investment approach grounded in fundamental analysis and modern portfolio theory with a long‑term trading orientation, documenting client goals and risk tolerance in an Investment Policy Statement and monitoring third‑party managers by benchmarking performance against relevant indices. The brochure also states WMI does not accept performance‑based fees, reports that it does not trade client accounts itself (and therefore receives no soft‑dollar benefits), and that it does not have discretionary trading authority over client accounts.

Noteworthy elements that distinguish the firm from many peers are its principals’ licensed activities outside advisory services — the brochure discloses that the firm’s representatives are licensed insurance agents and act as real estate brokers and mortgage dealers — and the firm’s disclosed practice of selecting other advisers and receiving fee‑sharing from those third‑party managers. The brochure further notes the firm charges hourly fees for financial planning in addition to asset‑based advisory fees, which are arrangements that are statistically less common among investment‑manager firms.