Wealth Pinnacle, Inc.
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$3,966,000
This total excludes 1 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Clients
4
75% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
4
LowAverage account size
$991,500
About
Wealth Pinnacle provides investment supervisory services, written financial planning, and financial consultations to individuals, pension and profit‑sharing plans, trusts, estates, charitable organizations, and businesses. Engagements are governed by written agreements and services are tailored to each client’s circumstances.
The firm builds portfolio allocations based on clients’ objectives, risk tolerance, and time horizon and may use individual stocks and bonds, ETFs, and mutual funds; strategies include long‑term and short‑term investing and, when appropriate, trading, margin, options, and short sales. Accounts are managed on a discretionary basis with portfolio reviews and client discussions at least annually or more frequently by agreement.
Notably for a small independent adviser, the firm explicitly serves corporate and business clients in addition to individual clients, and its president holds the CFA charter and an MBA with prior institutional portfolio‑management experience. The firm uses Charles Schwab’s Advisor Services for custody and receives bundled services and research through that program, a relationship the brochure identifies as a potential source of conflicts of interest.
Client services
Financial planning
Portfolio management
Expertise
Options & derivatives strategies
Active portfolio management
Fee options
Fixed fee for written financial plans, amount based on scope of plan
$0 - $250,000: 1% $250,001 - $1,000,000: 0.75% $1,000,001 - $5,000,000: 0.50% Over $5,000,000+: 0.25%
$300 per hour or partial hour for financial consulting
Main office location
Wealth Pinnacle, Inc.
Centerville OH, United States
Number of offices
1
Most active in
Wealth Pinnacle, Inc. has reported serving >5 clients in these states in the last 12 months.
Ohio
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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