Wealth Plus Of The Dakotas, Inc.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$24,292,254
Clients
128
Advisors
2
of 4 employees
About
Wealth Plus of the Dakotas provides investment advisory and financial planning services to individuals, trusts, estates, charitable organizations, and business entities, and offers ERISA 3(21) retirement-plan advisory services. The firm delivers both portfolio management and standalone financial planning, and it arranges placements with third‑party money managers when appropriate.
The firm’s investment process relies on modern portfolio theory and technical/chart analysis to tailor asset allocation and security selection to each client’s objectives, time horizon, and risk tolerance. As disclosed in its brochure, Wealth Plus manages both discretionary and non‑discretionary accounts and reported approximately $24.3 million in discretionary assets and $55.0 million in non‑discretionary assets as of December 31, 2025; it also acts as a solicitor and liaison for third‑party and sub‑advisors.
A distinguishing feature is the extent of personnel affiliations outside the advisory firm: several representatives operate separate tax or accounting businesses, hold insurance licenses and agency affiliations, and have relationships with other advisory entities or broker‑dealer activity in their histories; these arrangements and the receipt of solicitor or commission compensation are disclosed in the brochure. The combination of substantial non‑discretionary AUM, routine use of solicitor/sub‑advisor arrangements, and staff who provide tax or insurance services through separate businesses is less common among similarly structured supported firms.
Client services
Expertise
Fee options
Fixed fees ranging from $750 to $7,500 for ERISA plan financial planning services
$0 - $100,000: 0.95% annually $100,001 - $250,000: 0.75% annually $250,001 - $500,000: 0.55% annually $500,001 - $1,000,000: 0.35% annually $1,000,001+: 0.25% annually
Separate commissions for insurance products sold by licensed representatives
Financial planning hourly rate of $150 per hour
Account minimum: $25,000 Fee-only: Financial planning hourly fee of $150 per hour; fixed fees between $750 and $7,500 for ERISA plan financial planning
Main office
405 8th Ave. NW, Suite 208
Aberdeen SD 57401
Advisors at this office
2
Most active in
North Dakota · South Dakota
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Advisors at this firm
Lloyd H
Series 65, Series 66
Aberdeen, SD
Wealth Plus Of The Dakotas, Inc.
Lloyd Hodgin is a financial advisor with Wealth Plus of the Dakotas, Inc., holding Series 65 and Series 66 licenses and bringing 28 years of industry experience. He has worked at Wealth Plus of the Dakotas since 2016 and previously at firms including Saxony Securities and Capital Financial Services. Outside of investment advising, he is vice president and part owner of Premier Tax and Bookkeeping, which provides tax preparation and bookkeeping services. Wealth Plus of the Dakotas is a fee-based investment adviser serving individual clients and retirement plans, offering portfolio management and financial planning with a focus on modern portfolio theory and technical analysis. The firm provides both discretionary and non-discretionary asset management and acts as a liaison with third-party money managers.
Trevor B
Series 65
Aberdeen, SD
Wealth Plus Of The Dakotas, Inc.
Trevor Begeman is a financial advisor with Wealth Plus of the Dakotas, Inc. in Aberdeen, SD, holding a Series 65 credential and two years of industry experience. His background includes roles in insurance production and tax accounting, including work with Premier Tax Service, Inc. and Mutual of Omaha Insurance Company. In addition to advisory services, he works as an independent insurance producer. Wealth Plus of the Dakotas provides investment advisory and financial planning services to individuals, trusts, estates, charitable organizations, and business entities. The firm employs modern portfolio theory and technical analysis in its investment process and offers both discretionary and non-discretionary account management along with ERISA 3(21) retirement-plan advisory services.
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