Wealth Preservation Advisors, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Wealth Preservation Advisors provides comprehensive portfolio management, retirement plan consulting, and sub-adviser selection to individuals (including high net worth clients), businesses, trusts, estates and employer retirement plans. The firm manages roughly $591.6 million across about 330 client relationships (approximately $575.0M discretionary and $16.7M non‑discretionary as of year‑end 2025) and generally bills on a percentage‑of‑AUM basis while recommending custodians such as Charles Schwab and Raymond James.
The firm’s investment process blends fundamental and technical methods (including charting and cyclical analysis) and employs a range of strategies from long‑ and short‑term equity positions to allocations in alternative investments and variable annuities. Portfolios are actively monitored and rebalanced, clients can impose reasonable investment restrictions, and the firm may utilize sub‑advisers for specialized management of certain accounts.
What distinguishes the firm from many peers is its asset scale relative to team size—managing roughly $590 million with a small advisory team, resulting in high AUM per advisor—while also explicitly using derivatives and borrowing features in managed accounts. The brochure describes use of options strategies, margin transactions, and allocations to hedge funds, private equity and other alternative vehicles, practices that are less common among comparable team firms.
Client services
Expertise
Fee options
Up to 1.80% annually
Main office
715 Market Street, Suite 307
Chattanooga TN 37402
Advisors at this office
3
Most active in
Alabama · California · Connecticut · Florida · Georgia · Kentucky · Louisiana · New York · Ohio · Tennessee · Texas
Also doing business as
Noon Financial, LLC · Wealth Preservation Advisors · Wealth Preservation Advisors, LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Advisors at this firm
Patrick P
Series 63, Series 65
Chattanooga, TN
Wealth Preservation Advisors, LLC
Patrick Peters is a financial advisor at Wealth Preservation Advisors, LLC in Chattanooga, TN, holding Series 63 and Series 65 licenses with 4 years of industry experience. He has been with Citigroup since 2016, totaling 10 years in the financial sector. Wealth Preservation Advisors provides portfolio management, retirement plan consulting, and sub-adviser selection services to individuals, businesses, trusts, estates, and employer retirement plans. The firm manages approximately $591.6 million with a small advisory team and employs a mix of fundamental and technical investment approaches, including the use of derivatives, options strategies, and alternative investments.
Gene R
Series 63, Series 65
Chattanooga, TN
Wealth Preservation Advisors, LLC
Gene Rice is a financial advisor at Wealth Preservation Advisors, LLC with 28 years of industry experience. He holds Series 63 and Series 65 licenses and has been with Wealth Preservation Advisors since 2014. In addition to his advisory role, Mr. Rice is a licensed insurance agent and occasionally conducts insurance product sales. Wealth Preservation Advisors serves individuals, businesses, trusts, and employer retirement plans by providing portfolio management, retirement plan consulting, and assistance in selecting sub-advisers. The firm employs a multifaceted investment process incorporating fundamental, technical, and cyclical analysis, with strategies that include the use of options, margin transactions, and alternative investments.
Nina S
Series 63, Series 65
Chattanooga, TN
Wealth Preservation Advisors, LLC
Nina Strozak is a financial advisor at Wealth Preservation Advisors, LLC with 26 years of industry experience. She holds Series 63 and Series 65 licenses and has been with Wealth Preservation Advisors since 2014. Strozak is also a licensed insurance agent and occasionally offers insurance products. Wealth Preservation Advisors provides portfolio management, retirement plan consulting, and sub-adviser selection for individuals, businesses, trusts, and employer retirement plans. The firm uses a combination of fundamental, technical, and cyclical analysis to implement diversified portfolios that may include stocks, bonds, ETFs, options, and alternative investments.
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