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Wealth Preservation Advisors, LLC

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Client assets under management

$591,644,303

Clients

330

33% high-net-worth

Advisors

2

of 3 employees

Firm type

Team

5-30 advisors or >$500M in AUM

More info

Clients per advisor

165

Very High

Average account size

$1,792,862

About

Wealth Preservation Advisors provides comprehensive portfolio management, retirement plan consulting, and sub-adviser selection to individuals (including high net worth clients), businesses, trusts, estates and employer retirement plans. The firm manages roughly $591.6 million across about 330 client relationships (approximately $575.0M discretionary and $16.7M non‑discretionary as of year‑end 2025) and generally bills on a percentage‑of‑AUM basis while recommending custodians such as Charles Schwab and Raymond James.

The firm’s investment process blends fundamental and technical methods (including charting and cyclical analysis) and employs a range of strategies from long‑ and short‑term equity positions to allocations in alternative investments and variable annuities. Portfolios are actively monitored and rebalanced, clients can impose reasonable investment restrictions, and the firm may utilize sub‑advisers for specialized management of certain accounts.

What distinguishes the firm from many peers is its asset scale relative to team size—managing roughly $590 million with a small advisory team, resulting in high AUM per advisor—while also explicitly using derivatives and borrowing features in managed accounts. The brochure describes use of options strategies, margin transactions, and allocations to hedge funds, private equity and other alternative vehicles, practices that are less common among comparable team firms.

Client services

Financial planning Portfolio management Pension consulting Selection of other advisers

Expertise

Annuities Options & derivatives strategies

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Fee options

Percentage

Up to 1.80% annually

Main office location

Wealth Preservation Advisors, LLC

715 Market Street, Suite 307

Chattanooga TN 37402, United States

Number of offices

1

Most active in

More info

Alabama · California · Connecticut · Florida · Georgia · Kentucky · Louisiana · New York · Ohio · Tennessee · Texas

Disclosures

More info

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

More info

Forms ADV

Form ADV Part 2: Client Brochure Form ADV Part 3: Client Relationship

Quick links

Website 423-486-9400

Advisors at this firm

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user avatar

Gene R

Series 63, Series 65

Chattanooga, TN

Wealth Preservation Advisors, LLC

Gene Rice is a financial advisor at Wealth Preservation Advisors, LLC with 28 years of industry experience. He holds Series 63 and Series 65 licenses and has been with Wealth Preservation Advisors since 2014. In addition to his advisory role, Mr. Rice is a licensed insurance agent and occasionally conducts insurance product sales. Wealth Preservation Advisors serves individuals, businesses, trusts, and employer retirement plans by providing portfolio management, retirement plan consulting, and assistance in selecting sub-advisers. The firm employs a multifaceted investment process incorporating fundamental, technical, and cyclical analysis, with strategies that include the use of options, margin transactions, and alternative investments.

Annuities Options & derivatives strategies
user avatar

Nina S

Series 63, Series 65

Chattanooga, TN

Wealth Preservation Advisors, LLC

Nina Strozak is a financial advisor at Wealth Preservation Advisors, LLC with 26 years of industry experience. She holds Series 63 and Series 65 licenses and has been with Wealth Preservation Advisors since 2014. Strozak is also a licensed insurance agent and occasionally offers insurance products. Wealth Preservation Advisors provides portfolio management, retirement plan consulting, and sub-adviser selection for individuals, businesses, trusts, and employer retirement plans. The firm uses a combination of fundamental, technical, and cyclical analysis to implement diversified portfolios that may include stocks, bonds, ETFs, options, and alternative investments.

Annuities Options & derivatives strategies
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