Wealth Team LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Wealth Team LLC provides discretionary asset management and both one-time and ongoing financial planning to individuals, high‑net‑worth clients, trusts, estates, charitable organizations, and business entities. The firm operates as a small, single‑advisor independent advisory practice and generally charges asset‑based fees for portfolio management while offering planning on an hourly or fixed-fee basis.
Wealth Team builds individualized investment programs based on clients’ goals, time horizons, and risk tolerances and exercises discretionary authority to implement allocations, with account reviews at least quarterly. The firm’s methods include fundamental, technical, and cyclical analysis, and it uses a third‑party held‑away platform to review and rebalance defined contribution participant accounts without taking custody.
The firm’s principal is actively licensed as an insurance agent and operates affiliated insurance and related businesses; investment representatives may receive external compensation from insurance product sales, a disclosed arrangement that introduces potential conflicts of interest. Compared with many peers, Wealth Team combines small scale and no account minimums with direct insurance affiliations and the use of a held‑away account linkage for workplace plans, making its operating structure atypical among independent advisers.
Client services
Expertise
Fee options
Ongoing financial planning fees range from $750 to $10,000 annually, paid monthly in arrears
up to 1.00% annually (negotiable)
$300 per hour for initial or one-time financial planning
Main office
Franklin IN
Advisors at this office
1
Most active in
Indiana · Nevada · Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
Not sure where to start?
We'll help you think it through—whether you ultimately need an advisor or not. Warmer helps you compare advisors clearly, so you can choose with confidence.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Advisors are independent and may not have reviewed or updated this information. Please review an advisor’s Form ADV and do your own diligence before deciding whether to work with them.
Advisor matching and introductions are provided by FinanceHQ LLC (“FHQ”), a wholly-owned subsidiary of Warmer and an SEC-registered investment advisor. We receive compensation from certain participating advisors for introductions or referrals. This creates a conflict of interest because we have an incentive to recommend advisors who compensate us, including those who pay us more. You pay no fee to use our matching service, and advisor fees are not increased because of a referral or introduction. We do not review the ongoing performance of advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
By using our service, you agree to our Terms of Service and Advisory Agreement, and acknowledge our Privacy Policy. Please review FHQ’s ADV Part 2A and Form CRS. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. (“Warmer”)