A complete list of active advisors currently associated with Wealth Transitions

Warmer can help you find a great advisor at Wealth Transitions or one who fits your needs even better.

Wealth Transitions is a small, independent advisory firm that primarily serves individual clients, providing discretionary and non-discretionary investment management, full financial planning, and hourly financial consulting. The firm also conducts educational seminars and workshops for the public and addresses topics such as estate transfer, tax reduction strategies, and preparing the next generation to inherit. The firm develops client-specific strategies based on documented goals, time horizons, and risk tolerance, using methods that include fundamental analysis, Modern Portfolio Theory, strategic asset allocation, and Monte Carlo simulations for retirement planning. Accounts are monitored on an ongoing basis with quarterly account reviews and the option for clients to grant discretionary trading authority or require prior approval for each transaction. Distinctive features include the firm’s regular public workshops (charged per attendee) and explicit financial consulting on retirement-readiness and Social Security timing, services that overlap with pension-related advice more often than peers. The firm is a solo practice with roughly two dozen clients and about $6.2 million in assets under management, and its brochure discloses a past regulatory event in which the firm’s principal paid a fine and received a short suspension from FINRA for exercising discretion when not permitted.

To learn more about the advisors currently working at Wealth Transitions, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.