Wealthgen Advisors, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$131,300,000
Clients
95
Advisors
3
across 2 offices
About
WealthGen Advisors serves primarily individual clients, including high-net-worth individuals, and small businesses, providing discretionary asset management, comprehensive financial planning, and retirement plan consulting and education. The firm reports $146.6 million in assets under management across roughly 95 client relationships and implements portfolios made up mainly of mutual funds, ETFs and individual equities held at an independent custodian.
The firm combines behavioral, charting, cyclical, fundamental and technical analysis to construct portfolios aligned with clients’ objectives and risk tolerances, typically using a long-term orientation but with flexibility for tactical adjustments. WealthGen requires a written financial plan before commencing discretionary asset management, conducts ongoing monitoring with formal annual reviews, and provides participant education and enrollment support for retirement plans.
What distinguishes the firm from many peers is its breadth of retirement-plan services — including assistance with investment policy statements, plan committee training, and the option to provide ongoing ERISA fiduciary investment monitoring — and its explicit integration of insurance and business‑succession topics (key‑person planning and executive benefits) into financial planning. The brochure also discloses the firm’s approach to rollovers and the related conflict-of-interest considerations, reflecting an emphasis on documented planning and client disclosures that some similarly sized advisors do not emphasize.
Client services
Expertise
Occupation focus
Fee options
Flat fee for financial plans generally ranges from $5,000 to $8,000
$0 - $1,000,000: 1.05% $1,000,000 - $3,000,000: 0.85% $3,000,000 - $10,000,000: 0.75% $10,000,000+: 0.65%
$250 per hour for consulting services
Minimum fee: Minimum fee of $5,000 for financial plan when account AUM is under $500,000 (the account is not subject to an asset management fee) Fee-only: Financial planning fees charged hourly or flat rate; hourly consulting at $250/hour; flat planning fees range from $5,000 to $8,000
Main office
See office1239 N Gulfstream Ave., Suite 4
Sarasota FL 34236
Advisors at this office
2
Offices (2)
Most active in
Florida · Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Quick links
Advisors at this firm
Richard R
Series 65
Sarasota, FL
Wealthgen Advisors, LLC
Richard Rayles III is a financial advisor at WealthGen Advisors, LLC with two years of industry experience. He holds the Series 65 designation and previously worked as a self-employed professional and in digital marketing roles. Outside of his advisory work, he owns and operates a retail merchant business, R and R Trading Group LLC. WealthGen Advisors primarily serves individual clients, including high-net-worth individuals, and small businesses by providing discretionary asset management, comprehensive financial planning, and retirement plan consulting. The firm employs a combination of behavioral, charting, cyclical, fundamental, and technical analysis to construct portfolios aligned with client objectives and risk tolerances.
Kenneth H
Series 66
Lakewood, FL
Wealthgen Advisors, LLC
Kenneth Hargreaves is a financial advisor at WealthGen Advisors, LLC with 17 years of industry experience. He holds a Series 66 designation and has previously worked at American Funds/Capital Group Companies for seven years. Hargreaves has been with WealthGen Advisors since 2019. WealthGen Advisors primarily serves individual clients, including high-net-worth individuals, and small businesses by providing discretionary asset management, comprehensive financial planning, and retirement plan consulting and education. The firm employs a combination of behavioral, charting, cyclical, fundamental, and technical analysis to build portfolios aligned with client objectives and risk tolerances, emphasizing documented financial plans and retirement-plan services.
Jennifer D
CFP®, Series 66
Sarasota, FL
Wealthgen Advisors, LLC
Jennifer Doak is a CFP® professional with 13 years of industry experience. She is currently with WealthGen Advisors, LLC and previously worked at Fidelity Brokerage Services LLC and Charles Schwab. WealthGen Advisors serves primarily individual clients, including high-net-worth individuals, and small businesses by providing discretionary asset management, comprehensive financial planning, and retirement plan consulting and education. The firm utilizes a combination of behavioral, charting, cyclical, fundamental, and technical analysis to construct portfolios aligned with clients’ objectives and risk tolerances, with an emphasis on retirement-plan services and integrated insurance and business-succession planning.
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