Wealthguard LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$0
Clients
0
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
0
Very LowAverage account size
—
About
WealthGuard LLC is a registered investment adviser that primarily provides fee‑only financial planning to individuals, families (including high‑net‑worth clients), business owners, trustees, and charitable organizations. The firm offers comprehensive and as‑needed planning across areas such as asset allocation, retirement and income planning, estate and tax planning, college funding, asset protection, and post‑divorce or sudden wealth planning, and reports no assets under management or discretionary portfolio authority.
The firm’s process centers on an extensive client questionnaire and in‑depth interviews to produce a written Action Plan and long‑term, fundamentals‑based “buy and be vigilant” investment perspective. Clients retain full discretion over implementation — the firm does not accept custody or discretionary trading authority — and services are provided on hourly and fixed‑fee arrangements rather than on percentage‑of‑assets or performance‑based fees.
Compared with many firms classified as investment managers, WealthGuard’s planning‑centric model and reported $0 under management, combined with a direct client base that includes both high‑net‑worth and non‑HNW individuals, is atypical for the category. The firm’s principal also spends a substantial portion of time at an affiliated broker‑dealer and holds insurance licenses, so implementation recommendations may involve third‑party accounts and potential commission or 12b‑1 compensation, which clients should weigh as a possible conflict of interest.
Client services
Financial planning
Expertise
General retirement planning
College savings (529s, UTMA, etc.)
General estate planning guidance
Multi-generational wealth transfer
Divorce financial planning
Occupation focus
Founder/Business Owner
Executive
Financial Professional
Demographic focus
Women Professionals
Fee options
Agreed upon fixed rates for financial planning services
$150 to $300 per hour
Fee-only: Hourly fees between $150 and $300 per hour; fixed fees by agreement
Main office location
Wealthguard LLC
Westport CT, United States
Number of offices
1
Most active in
Wealthguard LLC has reported serving >5 clients in these states in the last 12 months.
Connecticut
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
Not sure where to start?
We'll help you think it through — whether you ultimately need an advisor or not.
Warmer helps you compare advisors clearly — so you can choose with confidence.
Discover
Compare top advisor firms by metric, firm size, and location.
Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.
By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")