Urbanna, VA Office

WealthPlan Investment Management LLC is an SEC‑registered advisory firm with a team of about 29 investment professionals overseeing roughly $2.18 billion in regulatory assets and serving just over 2,000 clients. The firm provides comprehensive financial planning and consulting, discretionary and non‑discretionary investment management, and a range of retirement plan services for individuals, high‑net‑worth clients, pension and profit‑sharing plans, trusts, corporations, broker‑dealers, and other advisers.

The firm typically implements client portfolios using model‑based strategies and a mix of mutual funds, ETFs, individual equity and fixed‑income securities, managed futures and alternatives, and may recommend private placements for accredited investors; it also leverages third‑party strategists or sub‑advisers when appropriate. WealthPlan offers automated advisory options through Schwab’s Institutional Intelligent Portfolios®, conducts ongoing monitoring and rebalancing, provides ERISA 3(38) fiduciary and 3(21) consulting services for retirement plans, and offers a structured liquidity service using exchange‑traded options (box spreads).

What is uncommon for a team firm is WealthPlan’s active role as a sub‑adviser and sponsor of pooled vehicles: it is sub‑adviser to the WealthPlan Dividend Aristocrat Portfolio (a collective investment trust) and to two private funds (WealthPlan Growth Equity Fund, LP and WealthPlan Income Fund I, LP). The firm operates under common ownership with an affiliated adviser (WealthPlan Partners), uses multiple DBAs and offices, and serves institutional clients including state and municipal government entities — features that the brochure identifies as creating potential conflicts (for example, layered fees for affiliated private funds) which the firm seeks to manage through disclosure and client consent.