WealthShape LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
WealthShape LLC provides investment management, comprehensive financial planning, and retirement‑plan consulting to individuals, families, and sponsors of ERISA retirement plans, including corporate pension and profit‑sharing plans. Services range from discretionary portfolio management to standalone planning engagements and plan‑level work such as fee benchmarking, recordkeeper searches, and participant or trustee education.
The firm operates on a fee‑only, fiduciary basis and constructs globally diversified portfolios primarily using no‑load mutual funds and exchange‑traded funds, supplemented as appropriate by fixed income, real assets, and alternative strategy funds. Investment decisions are guided by a long‑term, asset‑allocation framework rooted in Modern Portfolio Theory, with tax‑aware practices such as asset location, tax‑loss harvesting, and systematic rebalancing.
Notable distinctions include its active provision of ERISA‑specific fiduciary services — including serving in 3(21) or 3(38) capacities where applicable — which is relatively uncommon among independent one‑advisor firms. The firm also discloses formal side‑by‑side management and trade allocation policies and manages over $100 million in client assets while serving both retail and retirement plan clients.
Client services
Expertise
Occupation focus
Fee options
Flat fees up to $5,000 for financial planning and retirement plan consulting services
$0 - $1,000,000: 0.85% $1,000,001 - $3,000,000: 0.65% $3,000,001+: 0.55%
$250 per hour for financial planning and consulting services
Account minimum: $10,000 Fee-only: Flat fees up to $5,000 for financial planning; hourly fees $250/hour billed in 15-minute increments
Main office
360 Bloomfield Ave, Suite 301
Windsor CT 06095
Advisors at this office
1
Most active in
Connecticut · Massachusetts
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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