Naples, FL Office

Wealthspan serves individual and high-net-worth clients as well as corporate and retirement-plan sponsors, offering comprehensive financial planning, one-off financial consulting, and discretionary portfolio management across model-based strategies. Like many advisers, it charges asset-based management fees and provides ongoing portfolio oversight and written financial plans for clients.

The firm uses both active and passive model portfolios, including several concentrated U.S. equity models (e.g., ~25-stock Dividend, Healthcare, Growth, and Legacy models), Strategic core-satellite and US-only series, and the ability to blend models to meet client objectives; its investment process incorporates fundamental and technical analysis and may rely on third‑party signal providers for buy/sell signals. Wealthspan also recommends and monitors sub‑advisers and can delegate management to outside managers such as registered third‑party advisers when appropriate.

Noteworthy for a firm of its size, Wealthspan’s ownership is affiliated with another registered investment adviser whose ETF (a dynamic risk ETF) the firm uses in some model portfolios, and the owners may receive fee-based compensation tied to that adviser’s product when asset thresholds are met—an ownership and product-usage link the firm discloses and seeks to manage through policies. The firm’s owners and associates also conduct a separate, commission‑based insurance practice and may recommend insurance products, creating additional potential conflicts that the firm discloses and addresses in its procedures.