Weatherby Capital, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Weatherby Capital is an independent, single-advisor registered investment adviser that provides fee-based investment advisory and financial planning services to individuals and a range of entities, including trusts, estates, charitable organizations and corporations. While it offers portfolio management for individual clients and the common asset-based billing typical of peers, it also accepts institutional mandates.
The firm manages accounts on a discretionary, customized basis using a tactical allocation approach and draws on fundamental, technical and cyclical analysis to inform trading and allocation decisions. It may employ a wide array of instruments — equities (domestic and foreign), fixed income, options, warrants, short sales and margin — and both recommends third‑party money managers and uses a managed-account relationship with a program sponsor while maintaining oversight of those arrangements.
Notable distinctions include the firm’s provision of portfolio management for institutional clients despite its solo-practitioner structure and relatively small asset base (about $2.4 million across a handful of accounts), a combination that is uncommon among independent advisers. The firm also offers non-securities business and consulting services (including fractional CFO/CIO work, business valuation and M&A support) and coordinates tax and insurance-related referrals in arrangements that are disclosed as potential conflicts of interest.
Client services
Expertise
Fee options
Financial planning fixed fees ranging from $1,500 to $12,000 per plan
1.0% annually payable quarterly in arrears
$150 per hour for financial planning and consulting services
Main office
Kansas City MO
Advisors at this office
1
Most active in
Kansas · Missouri
Also doing business as
Weatherby Capital · Weatherby Capital, LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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