Dallas, TX Sherry Lane Office
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Wedbush Securities Inc.
Multi-team
Firm-wide stats for Wedbush Securities Inc.
About
Wedbush Securities provides both investment advisory and broker‑dealer services to a mix of individual, high‑net‑worth and institutional clients, including trusts, pension and profit‑sharing plans, foundations/charities and pooled investment vehicles. The firm’s services, as described in the brochure, span Wealth Management, Fixed Income, Commodities, Securities Lending, Capital Markets and Advanced Clearing and Prime Services, and include discretionary and non‑discretionary portfolio management, wrap fee programs and institutional research.
Financial Consultants act as portfolio managers who implement strategies tailored to client objectives, risk tolerances and time horizons, and the Wedbush Asset Management group administers SMA/MMA/UMA/IMA offerings and conducts due diligence on third‑party managers. The brochure also describes Research Services provided on an impersonal basis to institutional clients and notes that Wedbush can execute and clear trades as a broker‑dealer, with certain account arrangements historically involving transaction‑based commissions.
Noteworthy details in the brochure include that Wedbush provides custodial, clearing and prime services and engages in commodities and securities lending activities — operational capabilities that the firm highlights alongside its dual registration as both an adviser and a broker‑dealer. The brochure also discloses a number of regulatory and disciplinary matters (SEC, FINRA, NYSE) and details the firm’s relationships with pooled funds and other institutional clients, information that may be relevant to prospective clients evaluating conflicts, controls and operational scope.
Based on Wedbush Securities Inc.
Location
5949 Sherry Lane, Ste 1475
Dallas TX 75225
Advisors at this office
3
Advisors at this office
James C
Series 66
Dallas, TX
Wedbush Securities Inc.
James Conway is a financial advisor at Wedbush Securities Inc. in Dallas, TX, holding a Series 66 credential with nine years of industry experience. His prior roles include positions at Sanford C. Bernstein & Co., LLC, BNY Mellon Securities Corp, BNY Mellon, and Edward Jones. Wedbush Securities offers investment advisory and broker-dealer services to individual, high-net-worth, and institutional clients, providing a range of wealth management, fixed income, commodities, and capital markets solutions. The firm delivers tailored portfolio management strategies and supports SMA, MMA, UMA, and IMA offerings along with institutional research and trade execution services.
Jodi L
Series 63, Series 65
Dallas, TX
Wedbush Securities Inc.
Jodi Lutz is a financial advisor with Wedbush Securities Inc. in Dallas, TX, holding Series 63 and Series 65 credentials and having 33 years of industry experience. Her prior work includes positions at Wells Fargo Clearing and Prudential Equity Group, LLC. Outside of her advisory role, she owns and manages Pine Dunes Resort & Golf Club, where she is involved in annual meetings and approves purchases and marketing plans. Wedbush Securities provides investment advisory and broker-dealer services to individual, high-net-worth, and institutional clients across a range of asset classes and strategies, including discretionary and non-discretionary portfolio management, institutional research, and prime services.
John W
Series 63, Series 65
Dallas, TX
Wedbush Securities Inc.
John Wilkinson is a financial advisor with Wedbush Securities Inc. in Dallas, TX, holding Series 63 and Series 65 licenses and bringing 51 years of industry experience. His prior firms include Ameriprise, Morgan Keegan & Company, LLC, and Wells Fargo Clearing. He serves as a director on the board of the Ted Nash Long Life Foundation, a private foundation in Waco, TX. Wedbush Securities provides investment advisory and broker-dealer services to individual, high-net-worth, and institutional clients. The firm offers a wide range of services including wealth management, fixed income, commodities, and institutional research, with customized portfolio management and operational capabilities such as custodial, clearing, and prime services.
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