Orangevale, CA Office

Wedbush Securities provides both investment advisory and broker‑dealer services to a mix of individual, high‑net‑worth and institutional clients, including trusts, pension and profit‑sharing plans, foundations/charities and pooled investment vehicles. The firm’s services, as described in the brochure, span Wealth Management, Fixed Income, Commodities, Securities Lending, Capital Markets and Advanced Clearing and Prime Services, and include discretionary and non‑discretionary portfolio management, wrap fee programs and institutional research.

Financial Consultants act as portfolio managers who implement strategies tailored to client objectives, risk tolerances and time horizons, and the Wedbush Asset Management group administers SMA/MMA/UMA/IMA offerings and conducts due diligence on third‑party managers. The brochure also describes Research Services provided on an impersonal basis to institutional clients and notes that Wedbush can execute and clear trades as a broker‑dealer, with certain account arrangements historically involving transaction‑based commissions.

Noteworthy details in the brochure include that Wedbush provides custodial, clearing and prime services and engages in commodities and securities lending activities — operational capabilities that the firm highlights alongside its dual registration as both an adviser and a broker‑dealer. The brochure also discloses a number of regulatory and disciplinary matters (SEC, FINRA, NYSE) and details the firm’s relationships with pooled funds and other institutional clients, information that may be relevant to prospective clients evaluating conflicts, controls and operational scope.