Pasadena, CA 225 S Lake Ave Penthouse Office

Team
Updated today

Client AUM

$5,386,744,634

Clients

9,927

Advisors

36

Of 216 advisors across 60 offices

Location

225 S Lake Ave Penthouse

Pasadena CA 91101

Advisors at this office

36

Advisors at this office

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James H

Series 63, Series 65

Pasadena, CA

Wedbush Securities Inc.

James Hennessy is a financial advisor with Wedbush Securities Inc. in Pasadena, CA, holding Series 63 and Series 65 licenses and bringing 36 years of industry experience. He has worked at Wedbush Morgan Securities since 2007. Wedbush Securities serves a diverse client base including individual and high-net-worth investors, foundations, and institutional clients, offering brokerage and SEC-registered advisory services across wealth management, fixed income, commodities, and capital markets. The firm combines broker-dealer functions with clearing, custody, and prime services, managing approximately $5.68 billion in regulatory assets.

Wealth management Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner
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Ali M

Series 66

Pasadena, CA

Wedbush Securities Inc.

Ali Matin is a financial advisor at Wedbush Securities Inc. with 11 years of industry experience. He holds the Series 66 designation and has been with Wedbush Securities since 2015. Wedbush Securities serves a diverse client base including individual and high-net-worth investors, foundations, and institutional clients. The firm offers a range of brokerage and SEC-registered investment advisory services, including wealth management, fixed income, commodities, securities lending, capital markets, and prime services, managing approximately $5.68 billion in regulatory assets.

Wealth management Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner
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Harrison G

Series 66

Pasadena, CA

Wedbush Securities Inc.

Harrison Gulla is a financial advisor with Wedbush Securities Inc. He holds a Series 66 designation and has three years of industry experience. His prior work includes roles at Sotheby's International Realty, The Points Guy, and Marymount Manhattan College. Wedbush Securities serves a diverse client base including individual and high-net-worth investors, foundations, and institutions, offering brokerage and SEC-registered investment advisory services across wealth management, fixed income, commodities, and capital markets. The firm operates multiple managed account and wrap fee programs alongside commission-based brokerage arrangements.

Wealth management Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner
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Dreux M

Series 63, Series 65

Pasadena, CA

Wedbush Securities Inc.

Dreux Mcnairy is a financial advisor with Wedbush Securities Inc. in Pasadena, CA, holding Series 63 and Series 65 licenses with 62 years of industry experience. He has been with Wedbush Securities since 1988, totaling 38 years at the firm. Wedbush Securities serves a diverse client base including individual, high-net-worth, foundation, and institutional investors, offering brokerage and SEC-registered investment advisory services across multiple asset classes and account structures. The firm combines broker-dealer functions with capital markets, clearing, custody, and prime services, supporting a range of managed account and commission-based brokerage programs.

Wealth management Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner
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April Y

Series 63, Series 66

Pasadena, CA

Wedbush Securities Inc.

April Young is a financial advisor with Wedbush Securities Inc. in Pasadena, CA, holding Series 63 and Series 66 licenses and with 18 years of industry experience. She has been with Wedbush Securities since 2011. April is also a partner in DELZIO YOUNG FINANCIAL GROUP, a wealth management business affiliated with Wedbush Securities. Wedbush Securities serves a wide range of clients, including individual and high-net-worth investors, foundations, and institutional clients, offering both brokerage and SEC-registered investment advisory services across various asset classes and account types. The firm combines broker-dealer, capital markets, custody, clearing, and prime services, including commodities and derivatives, supported by multiple managed account and wrap fee programs.

Wealth management Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner
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Eleanor P

Series 63, Series 65

Pasadena, CA

Wedbush Securities Inc.

Eleanor Pascalide is a financial advisor with Wedbush Securities Inc. in Pasadena, CA, holding Series 63 and Series 65 licenses and bringing 28 years of industry experience. She has been with Wedbush Morgan Securities since 2000. Wedbush Securities serves a diverse client base including individual and high-net-worth investors, foundations, and institutional clients, offering brokerage and SEC-registered investment advisory services across multiple asset classes and platforms. The firm combines broker-dealer and capital markets functions with clearing, custodial, and prime services, managing approximately $5.68 billion in regulatory assets.

Wealth management Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner
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Anthony L

Series 63, Series 65

Pasadena, CA

Wedbush Securities Inc.

Anthony Lee is a financial advisor at Wedbush Securities Inc. in Pasadena, CA, holding Series 63 and Series 65 licenses with 30 years of industry experience. He has been with Wedbush Securities since 2010. Wedbush Securities serves a diverse client base, including individual and high-net-worth investors, foundations, and institutional clients, offering brokerage and SEC-registered investment advisory services across wealth management, fixed income, commodities, and capital markets. The firm manages approximately $5.68 billion in regulatory assets and provides a range of managed account solutions alongside commission-based brokerage arrangements.

Wealth management Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner
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William M

Series 66

Pasadena, CA

Wedbush Securities Inc.

William Mcintosh is a financial advisor with Wedbush Securities Inc. in Pasadena, CA. He holds a Series 66 designation and has 19 years of industry experience, including a brief tenure at the Securities and Exchange Commission in 2017. He has been with Wedbush Securities since 2017. Wedbush Securities serves a diverse client base that includes individual, high-net-worth, foundation, and institutional investors. The firm offers a range of brokerage and SEC-registered advisory services, covering wealth management, fixed income, commodities, securities lending, capital markets, and prime services.

Wealth management Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner
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Jean K

Series 63

Pasadena, CA

Wedbush Securities Inc.

Jean Kent is a financial advisor with Wedbush Securities Inc. in Santa Rosa, CA, holding a Series 63 designation and 32 years of industry experience. She has been with Wedbush Securities since 2005. Wedbush Securities serves a diverse client base including individual and high-net-worth investors, foundations, and institutional clients, offering brokerage and SEC-registered investment advisory services across multiple asset classes and account types. The firm combines broker-dealer, capital markets, and prime services functions, managing approximately $5.68 billion in regulatory assets.

Wealth management Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner
user avatar

Hugo S

Series 66, Series 63

Pasadena, CA

Wedbush Securities Inc.

Hugo Silva is a financial advisor with Wedbush Securities Inc. in Pasadena, CA, holding Series 66 and Series 63 designations and bringing 12 years of industry experience. His prior roles include positions at Ally Invest Securities LLC, Cetera Adviser Networks LLC, TD Ameritrade, and JP Morgan Chase Bank. Wedbush Securities serves a diverse client base including individual and high-net-worth investors, foundations, and institutions, offering both brokerage and SEC-registered investment advisory services across multiple asset classes and account types. The firm manages approximately $5.68 billion in regulatory assets and provides a mix of discretionary and non-discretionary managed accounts alongside commission-based brokerage arrangements.

Wealth management Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner
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Robert K

Series 66

Pasadena, CA

Wedbush Securities Inc.

Robert Kennally is a financial advisor at Wedbush Securities Inc. in Pasadena, CA, holding a Series 66 designation with seven years of industry experience. Prior to joining Wedbush in 2019, he worked at Morgan Stanley, Oakmont Builders, and Arthur J Gallagher. Wedbush Securities serves a diverse client base including individual and high-net-worth investors, foundations, and institutional clients, offering brokerage and SEC-registered investment advisory services across multiple asset classes and account structures. The firm combines broker-dealer, capital markets, custody, and prime services with operations in commodities and derivatives.

Wealth management Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner
user avatar

Richard J

Series 66

Pasadena, CA

Wedbush Securities Inc.

Richard Johnson is a financial advisor at Wedbush Securities Inc. with 20 years of industry experience. He holds the Series 66 designation and previously worked at First Trust Portfolios L.P. for 18 years before joining Wedbush Securities in 2023. Wedbush Securities serves a diverse client base including individual and high-net-worth investors, foundations, and institutional clients. The firm offers a range of brokerage and SEC-registered investment advisory services, combining broker-dealer functions with custody, clearing, and prime services across multiple asset classes.

Wealth management Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner
user avatar

Douglas P

Series 63, Series 65

Pasadena, CA

Wedbush Securities Inc.

Douglas Pryor II is a financial advisor with Wedbush Securities Inc. in Pasadena, CA, holding Series 63 and Series 65 credentials and bringing 32 years of industry experience. He has been with Wedbush Securities since 2015. Pryor operates under team names including The McNairy Group and The Parks Pryor Wealth Management Group, which are used for client communications and business conducted through Wedbush. Wedbush Securities serves a diverse client base including individual and high-net-worth investors, foundations, and institutional clients, offering a range of brokerage and SEC-registered investment advisory services. The firm combines broker-dealer and capital markets functions with clearing, custodial, and prime services across multiple asset classes.

Wealth management Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner
user avatar

Matthew P

Series 66

Pasadena, CA

Wedbush Securities Inc.

Matthew Parker is a financial advisor at Wedbush Securities Inc. with 13 years of industry experience. He holds a Series 66 designation and has previously worked at LPL Financial, Bank of the West, Bancwest Investment Services, Bank of America, and Merrill. Wedbush Securities serves a diverse client base including individual investors, high-net-worth clients, foundations, and institutions. The firm offers a range of brokerage and SEC-registered investment advisory services, including managed accounts, capital markets, commodities, and prime services.

Wealth management Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner
user avatar

Camee L

Series 63

Pasadena, CA

Wedbush Securities Inc.

Camee Lewis is a financial advisor with Wedbush Securities Inc. in Westlake Village, CA, holding a Series 63 designation and 30 years of industry experience. Her prior roles include positions at BOK Financial Securities, Inc. and a brief period of unemployment. Wedbush Securities serves a diverse client base including individual and high-net-worth investors, foundations, and institutional clients, offering brokerage and SEC-registered investment advisory services across wealth management, fixed income, commodities, securities lending, capital markets, and prime services. The firm manages approximately $5.68 billion in regulatory assets and provides a range of managed account and commission-based brokerage solutions.

Wealth management Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner
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