Pasadena, CA 225 S. Lake Ave Penthouse logo

Pasadena, CA 225 S. Lake Ave Penthouse Office

Team
Updated today
Wedbush Securities Inc. logo

Wedbush Securities Inc.

Multi-team

Firm-wide stats for Wedbush Securities Inc.

Total advisors

217

Across 59 offices

Clients per advisor

49 Typical

Avg AUM per client

$605,138 Typical

HNW client ratio

29% High

About

Wedbush Securities provides both investment advisory and broker‑dealer services to a mix of individual, high‑net‑worth and institutional clients, including trusts, pension and profit‑sharing plans, foundations/charities and pooled investment vehicles. The firm’s services, as described in the brochure, span Wealth Management, Fixed Income, Commodities, Securities Lending, Capital Markets and Advanced Clearing and Prime Services, and include discretionary and non‑discretionary portfolio management, wrap fee programs and institutional research.

Financial Consultants act as portfolio managers who implement strategies tailored to client objectives, risk tolerances and time horizons, and the Wedbush Asset Management group administers SMA/MMA/UMA/IMA offerings and conducts due diligence on third‑party managers. The brochure also describes Research Services provided on an impersonal basis to institutional clients and notes that Wedbush can execute and clear trades as a broker‑dealer, with certain account arrangements historically involving transaction‑based commissions.

Noteworthy details in the brochure include that Wedbush provides custodial, clearing and prime services and engages in commodities and securities lending activities — operational capabilities that the firm highlights alongside its dual registration as both an adviser and a broker‑dealer. The brochure also discloses a number of regulatory and disciplinary matters (SEC, FINRA, NYSE) and details the firm’s relationships with pooled funds and other institutional clients, information that may be relevant to prospective clients evaluating conflicts, controls and operational scope.

Based on Wedbush Securities Inc.

Expertise

Wealth management

Based on Wedbush Securities Inc.

Occupation focus

Founder/Business Owner Executive

Based on Wedbush Securities Inc.

Location

225 S. Lake Ave Penthouse

Pasadena CA 91101

Advisors at this office

42

Advisors at this office

user avatar

Lawrence B

Series 63

Pasadena, CA

Wedbush Securities Inc.

Lawrence Brown is a financial advisor at Wedbush Securities Inc. with 44 years of industry experience. He holds a Series 63 designation and has worked at Wedbush Morgan Securities since 2002, following four years at Morgan Stanley DW Inc. Wedbush Securities provides investment advisory and broker-dealer services to a diverse client base, including individual, high-net-worth, and institutional clients. The firm offers a range of services such as wealth management, fixed income, commodities, and securities lending, with portfolio strategies tailored to client objectives.

Wealth management Founder/Business Owner Executive
user avatar

Michael K

Series 63, Series 65

Pasadena, CA

Wedbush Securities Inc.

Michael Krmpotich is a financial advisor at Wedbush Securities Inc. with 50 years of industry experience. He holds Series 63 and Series 65 credentials and has previously worked at Stifel Nicolaus, RBC Capital Markets, and Wells Fargo Investments. Wedbush Securities provides investment advisory and broker-dealer services to individual, high-net-worth, and institutional clients. The firm offers a range of services including wealth management, fixed income, commodities, and institutional research, with portfolio management tailored to client objectives and risk tolerances.

Wealth management Founder/Business Owner Executive
user avatar

Andrew E

Series 63

Pasadena, CA

Wedbush Securities Inc.

Andrew Eismont is a financial advisor with Wedbush Securities Inc. in Pasadena, CA, holding a Series 63 designation and 32 years of industry experience. He has been with Wedbush Morgan Securities Inc. since 2007 and has worked at Brookstreet Securities since 1999. Wedbush Securities provides investment advisory and broker-dealer services to individual, high-net-worth, and institutional clients across a range of asset classes and strategies, including wealth management, fixed income, commodities, and capital markets. The firm offers discretionary and non-discretionary portfolio management and support services such as custodial, clearing, and prime services.

Wealth management Founder/Business Owner Executive
user avatar

Jacqueline C

Series 66

Pasadena, CA

Wedbush Securities Inc.

Jacqueline Cortez is a financial advisor at Wedbush Securities Inc. in Pasadena, CA, holding a Series 66 designation with nine years of industry experience. She has been with Wedbush Securities since 2016. Outside of her advisory role, she is a part-time real estate agent with Berkshire Hathaway Home Services in Downey, CA. Wedbush Securities provides investment advisory and broker-dealer services to individual, high-net-worth, and institutional clients, offering a range of wealth management, fixed income, commodities, and capital markets solutions. The firm’s services include discretionary and non-discretionary portfolio management, institutional research, and clearing and prime brokerage capabilities.

Wealth management Founder/Business Owner Executive
user avatar

Charles H

Series 63, Series 65

Pasadena, CA

Wedbush Securities Inc.

Charles Hilliard II is a financial advisor with Wedbush Securities Inc. in Pasadena, CA, holding Series 63 and Series 65 credentials and having 29 years of industry experience. His prior roles include positions at Kestra Investment Services, Merrill, Banc of America Investment Services, Morgan Stanley, and Ameriprise Advisor Services. Wedbush Securities provides investment advisory and broker-dealer services to individual, high-net-worth, and institutional clients, offering a range of wealth management and capital markets services including discretionary and non-discretionary portfolio management, fixed income, commodities, and securities lending.

Wealth management Founder/Business Owner Executive
user avatar

Shannon L

Series 63, Series 66

Pasadena, CA

Wedbush Securities Inc.

Shannon Loewenberg is a financial advisor with Wedbush Securities Inc. in Pasadena, CA, holding Series 63 and Series 66 designations and seven years of industry experience. Her previous roles include positions at Commonwealth Financial Network, Morgan Stanley, and TD Ameritrade. Wedbush Securities provides investment advisory and broker-dealer services to individual, high-net-worth, and institutional clients, offering a range of wealth management, fixed income, commodities, and capital markets solutions alongside discretionary and non-discretionary portfolio management.

Wealth management Founder/Business Owner Executive
user avatar

Jared G

Series 66

Pasadena, CA

Wedbush Securities Inc.

Jared Goodman is a Series 66-licensed financial advisor with Wedbush Securities Inc. in Pasadena, CA, bringing 12 years of industry experience. Prior to joining Wedbush in 2025, he spent 12 years at McDonald Partners. Outside of his advisory role, he serves as president of Goodman Wealth Advisors and is involved in commercial real estate finance consulting. Wedbush Securities offers investment advisory and broker-dealer services to individual, high-net-worth, and institutional clients. The firm provides a range of wealth management solutions, including discretionary portfolio management and institutional research, supported by custodial, clearing, and prime services.

Wealth management Founder/Business Owner Executive
user avatar

Joseph R

Series 63, Series 65

Pasadena, CA

Wedbush Securities Inc.

Joseph Rubinstein is a financial advisor with Wedbush Securities Inc. in Pasadena, CA, holding Series 63 and Series 65 licenses and bringing 34 years of industry experience. He worked at UBS Financial Services from 1999 to 2004 before joining Wedbush Morgan Securities, where he has been since 2004. Wedbush Securities provides investment advisory and broker-dealer services to individual, high-net-worth, and institutional clients, offering a range of wealth management, fixed income, commodities, and capital markets services, including discretionary and non-discretionary portfolio management.

Wealth management Founder/Business Owner Executive
user avatar

Robert S

Series 63, Series 65

Pasadena, CA

Wedbush Securities Inc.

Robert Skillestad is a financial advisor with Wedbush Securities Inc. in Pasadena, CA, holding Series 63 and Series 65 credentials and having 39 years of industry experience. He previously worked at RBC Capital Markets from 1996 to 2003 before joining Wedbush in 2009. Outside of his advisory work, Skillestad is involved with several non-investment-related businesses including Future Genetics, Future Cross Genetics, Bulls Eye Ranch Meats, and Skillestad Land & Cattle, all based in Billings, Montana. Wedbush Securities provides both investment advisory and broker-dealer services to individual, high-net-worth, and institutional clients. The firm offers a range of services including wealth management, fixed income, commodities, securities lending, and capital markets, with portfolio management tailored to client objectives and an asset management group overseeing multiple investment platforms.

Wealth management Founder/Business Owner Executive
user avatar

Steven S

Series 63, Series 65

Pasadena, CA

Wedbush Securities Inc.

Steven Schwary is a financial advisor at Wedbush Securities Inc. with 33 years of industry experience. He holds Series 63 and Series 65 designations. His prior experience includes positions at Stifel Nicolaus & Co Inc, Wells Fargo Clearing, and Citigroup Global Markets. Wedbush Securities provides investment advisory and broker-dealer services to individual, high-net-worth, and institutional clients, offering a range of wealth management, fixed income, commodities, and capital markets solutions. The firm supports both discretionary and non-discretionary portfolio management and offers services including research, trade execution, and clearing.

Wealth management Founder/Business Owner Executive
user avatar

Evelyn P

Series 63, Series 66

Pasadena, CA

Wedbush Securities Inc.

Evelyn Paul is a financial advisor with Wedbush Securities Inc. in Pasadena, CA, holding Series 63 and Series 66 licenses and having 19 years of industry experience. She has been with Wedbush Securities since 2008. Wedbush Securities provides investment advisory and broker‑dealer services to a range of clients, including individual, high-net-worth, and institutional investors. The firm offers wealth management, fixed income, commodities, securities lending, capital markets, and prime services, with portfolio management tailored to client objectives and risk tolerances.

Wealth management Founder/Business Owner Executive
user avatar

Robert F

Series 63

Pasadena, CA

Wedbush Securities Inc.

Robert Friedman is a financial advisor at Wedbush Securities Inc. with 32 years of industry experience. He has worked at Wedbush Morgan Securities since 2009 and previously held positions at First Wall Street Corp. and Crowell, Weedon & Co. Outside of his advisory role, Friedman acts as a Medicare insurance agent with UnitedHealthcare. Wedbush Securities provides investment advisory and broker-dealer services to individual, high-net-worth, and institutional clients. The firm offers wealth management, fixed income, commodities, and capital markets services, along with discretionary and non-discretionary portfolio management tailored to client objectives and risk profiles.

Wealth management Founder/Business Owner Executive
user avatar

James B

Series 63, Series 65

Pasadena, CA

Wedbush Securities Inc.

James Biller is a financial advisor with Wedbush Securities Inc. in Pasadena, CA, holding Series 63 and Series 65 licenses and 25 years of industry experience. His career includes prior roles at Citigroup Global Markets, Citicorp Investment Services, and M.L. Stern & Co., LLC. Outside of his advisory work, he is involved with Biller Asset Management and is a partner in Pitney Ridge 578 LLC, an entity holding land for camping and hunting. Wedbush Securities provides investment advisory and broker-dealer services to individual, high-net-worth, and institutional clients, offering a range of wealth management, fixed income, commodities, and capital markets services. The firm supports both discretionary and non-discretionary portfolio management and operates with capabilities in custodial, clearing, and prime services.

Wealth management Founder/Business Owner Executive
user avatar

Case W

Series 66

Pasadena, CA

Wedbush Securities Inc.

Case Wagstaff is a financial advisor at Wedbush Securities Inc. with a Series 66 credential and one year of industry experience. His prior work includes positions at Charles Schwab Bank, Charles Schwab, and various roles in real estate and education. Wedbush Securities provides investment advisory and broker-dealer services to individual, high-net-worth, and institutional clients, offering wealth management, fixed income, commodities, securities lending, and capital markets solutions tailored to client objectives and risk tolerances.

Wealth management Founder/Business Owner Executive
user avatar

Michael C

Series 63, Series 66

Pasadena, CA

Wedbush Securities Inc.

Michael Cuddihy is a financial advisor with Wedbush Securities Inc. in Pasadena, CA, holding Series 63 and Series 66 licenses and bringing 31 years of industry experience. His prior work includes 12 years at Citigroup Global Markets and four years at Citicorp Investment Services. Wedbush Securities provides investment advisory and broker-dealer services to a diverse client base, including individual, high-net-worth, and institutional clients, offering a range of wealth management, fixed income, commodities, and capital markets services. The firm’s dual registration enables it to deliver both advisory and brokerage services, including discretionary portfolio management and institutional research.

Wealth management Founder/Business Owner Executive
View complete list of advisors at this office
Warmer team member

Not sure where to start?

We'll help you think it through—whether you ultimately need an advisor or not. Warmer helps you compare advisors clearly, so you can choose with confidence.

Find your advisor

For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Advisors are independent and may not have reviewed or updated this information. Please review an advisor’s Form ADV and do your own diligence before deciding whether to work with them.

Advisor matching and introductions are provided by FinanceHQ LLC (“FHQ”), a wholly-owned subsidiary of Warmer and an SEC-registered investment advisor. We receive compensation from certain participating advisors for introductions or referrals. This creates a conflict of interest because we have an incentive to recommend advisors who compensate us, including those who pay us more. You pay no fee to use our matching service, and advisor fees are not increased because of a referral or introduction. We do not review the ongoing performance of advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.

By using our service, you agree to our Terms of Service and Advisory Agreement, and acknowledge our Privacy Policy. Please review FHQ’s ADV Part 2A and Form CRS. Logos provided by Logo.dev

© 2026 Warmer Holdings Inc. (“Warmer”)