San Diego, CA West A Street Office

Team
Updated today
Wedbush Securities Inc. logo

Wedbush Securities Inc.

Multi-team

Firm-wide stats for Wedbush Securities Inc.

Total advisors

218

Across 58 offices

Clients per advisor

49 Typical

Avg AUM per client

$605,138 Typical

HNW client ratio

29% High

About

Wedbush Securities provides both investment advisory and broker‑dealer services to a mix of individual, high‑net‑worth and institutional clients, including trusts, pension and profit‑sharing plans, foundations/charities and pooled investment vehicles. The firm’s services, as described in the brochure, span Wealth Management, Fixed Income, Commodities, Securities Lending, Capital Markets and Advanced Clearing and Prime Services, and include discretionary and non‑discretionary portfolio management, wrap fee programs and institutional research.

Financial Consultants act as portfolio managers who implement strategies tailored to client objectives, risk tolerances and time horizons, and the Wedbush Asset Management group administers SMA/MMA/UMA/IMA offerings and conducts due diligence on third‑party managers. The brochure also describes Research Services provided on an impersonal basis to institutional clients and notes that Wedbush can execute and clear trades as a broker‑dealer, with certain account arrangements historically involving transaction‑based commissions.

Noteworthy details in the brochure include that Wedbush provides custodial, clearing and prime services and engages in commodities and securities lending activities — operational capabilities that the firm highlights alongside its dual registration as both an adviser and a broker‑dealer. The brochure also discloses a number of regulatory and disciplinary matters (SEC, FINRA, NYSE) and details the firm’s relationships with pooled funds and other institutional clients, information that may be relevant to prospective clients evaluating conflicts, controls and operational scope.

Based on Wedbush Securities Inc.

Expertise

Wealth management

Based on Wedbush Securities Inc.

Occupation focus

Founder/Business Owner Executive

Based on Wedbush Securities Inc.

Location

401 West A Street, Suite 1800

San Diego CA 92101

Advisors at this office

9

Advisors at this office

user avatar

David H

Series 63, Series 66

San Diego, CA

Wedbush Securities Inc.

David Hirons is a financial advisor with Wedbush Securities Inc. in San Diego, CA, holding Series 63 and Series 66 licenses and bringing 32 years of industry experience. His prior positions include roles at RBC Capital Markets, Wells Fargo Clearing, A. G. Edwards & Sons, Inc., and UBS Financial Services. Outside of advising, he works as an independent contractor and retail marketing consultant. Wedbush Securities offers investment advisory and broker-dealer services to individual, high-net-worth, and institutional clients, providing a range of wealth management, fixed income, commodities, and capital markets services along with portfolio management tailored to client objectives.

Wealth management Founder/Business Owner Executive
user avatar

Taranjit K

Series 66, Series 63

San Diego, CA

Wedbush Securities Inc.

Taranjit Khamba is a financial advisor with Wedbush Securities Inc. in San Diego, CA, holding Series 66 and Series 63 credentials and possessing five years of industry experience. His prior work history includes roles at LPL Financial, JP Morgan Chase Bank, N.A., and Axis Bank. Wedbush Securities provides investment advisory and broker-dealer services to individual, high-net-worth, and institutional clients, offering wealth management, fixed income, commodities, securities lending, and capital markets services. The firm’s financial consultants implement portfolio strategies tailored to client objectives, supported by a range of portfolio management and research offerings.

Wealth management Founder/Business Owner Executive
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Bradley S

Series 63, Series 65

San Diego, CA

Wedbush Securities Inc.

Bradley Swain is a financial advisor with Wedbush Securities Inc. in San Diego, CA, holding Series 63 and Series 65 licenses and bringing 31 years of industry experience. He has worked at Wedbush Securities since 2009 and previously spent eight years with UBS Financial Services. Wedbush Securities serves individual, high-net-worth, and institutional clients through a range of investment advisory and broker-dealer services, including discretionary portfolio management, institutional research, and commodities and securities lending. The firm offers multiple wealth management and capital markets solutions while providing custodial, clearing, and prime services.

Wealth management Founder/Business Owner Executive
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Lisa H

Series 63, Series 65

San Diego, CA

Wedbush Securities Inc.

Lisa Hohl is a financial consultant at Wedbush Securities Inc. with six years of industry experience. She has worked previously at Northwestern Mutual Investment Services LLC and Morgan Stanley. She operates under The Kelly-Pitchkolan Wealth Management Group as a DBA for Wedbush Securities. Wedbush Securities provides both investment advisory and broker-dealer services to a range of individual, high-net-worth, and institutional clients. The firm offers wealth management, fixed income, commodities, securities lending, and capital markets services, combining discretionary and non-discretionary portfolio management with institutional research and advanced clearing capabilities.

Wealth management Founder/Business Owner Executive
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Stephen P

Series 63, Series 65

San Diego, CA

Wedbush Securities Inc.

Stephen Pitchkolan is a financial advisor with Wedbush Securities Inc. in San Diego, CA. He holds Series 63 and Series 65 designations and has 45 years of industry experience, with 37 years at Wedbush Securities. Wedbush Securities provides investment advisory and broker-dealer services to individual, high-net-worth, and institutional clients, offering a range of wealth management, fixed income, commodities, and capital markets solutions.

Wealth management Founder/Business Owner Executive
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Michael K

Series 63

San Diego, CA

Wedbush Securities Inc.

Michael Kelly is a financial advisor with Wedbush Securities Inc. in San Diego, CA. He holds a Series 63 designation and has 33 years of industry experience. His prior work includes positions at Wells Fargo Clearing and Prudential Equity Group, LLC. Wedbush Securities provides investment advisory and broker-dealer services to individual, high-net-worth, and institutional clients. The firm offers a range of services including portfolio management, research, and clearing with operational capabilities spanning wealth management, fixed income, commodities, and securities lending.

Wealth management Founder/Business Owner Executive
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Richard W

Series 63

San Diego, CA

Wedbush Securities Inc.

Richard Wright is a financial advisor with Wedbush Securities Inc. in San Diego, CA, holding a Series 63 designation and 46 years of industry experience. His prior work includes 15 years at various Morgan Stanley entities from 1997 to 2012 before joining Wedbush Securities. Wedbush Securities provides investment advisory and broker-dealer services to individual, high-net-worth, and institutional clients, offering a range of wealth management, fixed income, commodities, securities lending, and capital markets services.

Wealth management Founder/Business Owner Executive
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Savannah B

Series 66

San Diego, CA

Wedbush Securities Inc.

Savannah Baker is a financial advisor at Wedbush Securities Inc. with two years of industry experience and holds a Series 66 designation. Prior to joining Wedbush, she was with Equitable Advisors. Outside of her advisory role, Savannah works as a server and bartender at Sam's Tavern and participates as an independent contractor bartender for Seattle Pridefest. Wedbush Securities provides investment advisory and broker-dealer services to a diverse client base, including individuals, high-net-worth clients, and institutional investors. The firm offers a range of services such as portfolio management, wealth management, fixed income, commodities, and capital markets solutions.

Wealth management Founder/Business Owner Executive
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Timothy C

Series 66

San Diego, CA

Wedbush Securities Inc.

Timothy Canty is a financial advisor with Wedbush Securities Inc. in San Diego, CA, holding a Series 66 designation and 15 years of industry experience. Prior to joining Wedbush in 2018, he worked at Wells Fargo Clearing and Wells Fargo Advisors LLC. He serves on the Architectural Review Committee for the Del Mar Country Club Estates Homeowners Association. Wedbush Securities provides investment advisory and broker-dealer services to individual, high-net-worth, and institutional clients. The firm offers a range of services including wealth management, fixed income, commodities, securities lending, and capital markets, with portfolio management tailored to client objectives and risk tolerances.

Wealth management Founder/Business Owner Executive
View complete list of advisors at this office
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