Weigelfam
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Weigel Fiduciary Asset Management provides wealth management, discretionary and nondiscretionary investment management, and financial planning to individuals, high‑net‑worth clients, trusts, estates, businesses, and retirement plans. The firm also offers retirement plan advisory and pension consulting services to plan sponsors and participants, including ERISA 3(21)/3(38) arrangements and participant education.
The adviser implements client portfolios using proprietary models and a stated “6 Sleeves” diversification approach, deploying mutual funds, ETFs, individual stocks and bonds, structured products, alternatives and options as appropriate. Investment decisions are informed primarily by fundamental and cyclical analysis with a generally long‑term orientation, and the firm notes the use of hold‑to‑maturity income strategies and internal fair‑value estimates for certain illiquid positions.
The Form ADV discloses several features that are uncommon among peers: the firm advertises predecessor, hypothetical, and performance results in its materials, and it reports recent regulatory and personal financial disclosure events in the brochure. The ADV also highlights institutional relationships (including custody services and ancillary benefits from a major custodian), a temporary management‑fee waiver for specific money‑market funds (noted as a conflict), and the firm’s unusual mix of corporate clients and formal pension consulting/benchmarking services.
Client services
Expertise
Occupation focus
Fee options
Fixed fees for longer-term Estate Planning projects range from $2,000 to $10,000 per project.
$0 - $500,000: 1.45% $500,001 - $749,999: 1.35% $750,000 - $999,999: 1.20% $1,000,000 - $1,499,999: 1.10% $1,500,000 - $2,499,999: 1.00% $2,500,000 - $4,999,999: 0.95% $5,000,000 - $9,999,999: 0.90% $10,000,000 - $24,999,999: 0.80% $25,000,000+: Negotiable
Hourly fees range from $200 to $500 per hour for financial planning or consulting.
Account minimum: $500,000 Fee-only: Fixed fees for financial planning range from $2,000 to $10,000 per project; hourly fees range from $200 to $500 per hour, negotiated per client.
Main office
New York NY
Advisors at this office
2
Most active in
California · Florida · Idaho · Nebraska · New Hampshire · New Jersey · New York
Also doing business as
Weigel Fiduciary Asset Management · Weigel Fiduciary Asset Management LLC · Weigelfam
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Advisors at this firm
David W
CFP®, Series 63, Series 65
New York, NY
Weigelfam
David Weigel is a CFP® professional with 30 years of industry experience. He currently operates Weigelfam, an independent wealth management firm in New York, NY. Prior to founding Weigelfam, he worked at RBC Capital Markets, LLC from 2013 to 2020. Weigelfam provides wealth management, financial planning, and investment management services to individuals, high-net-worth clients, trusts, estates, businesses, and retirement plans. The firm uses a diversified investment approach incorporating fundamental and cyclical analysis, proprietary models, and a long-term orientation, while also offering institutional pension consulting and retirement-plan services.
Caleb H
Series 65
New York, NY
Weigelfam
Caleb Howard is a financial advisor at Weigelfam with a Series 65 credential and seven years of industry experience. He has worked at Legacy Wealth Management since 2019 and currently owns and operates ATPP, LLC, a video production services business. Caleb combines advisory roles with his entrepreneurial activities in video production. Weigel Fiduciary Asset Management offers wealth management, discretionary and nondiscretionary investment management, and financial planning to individuals, high-net-worth clients, trusts, estates, businesses, and retirement plans. The firm employs proprietary models and a “6 Sleeves” diversification approach, with investment decisions driven by fundamental and cyclical analysis and a generally long-term orientation.
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