Weisberg Capital Management

The firm provides investment advice and portfolio management to individuals, high‑net‑worth clients, trusts, estates, charities and business entities, offering both discretionary and non‑discretionary asset management along with financial planning and retirement plan (limited‑scope ERISA 3(21)) services. It also arranges for sub‑advisors to manage portions of client assets and performs ongoing portfolio monitoring for roughly 72 client relationships and about $13 million in assets.

The investment process draws on multiple methods of analysis — including fundamental, quantitative, technical approaches and modern portfolio theory — and may employ long‑ and short‑term strategies, options and margin where appropriate; investment policy statements are used to document client objectives and accounts are reviewed on a regular schedule, typically quarterly. The firm uses an institutional custodian platform, aggregates trades when appropriate, and delivers financial planning on a project basis while retaining the ability to operate either with full trading discretion or on a transaction‑by‑transaction basis.

Noteworthy for a firm of this size, the principals maintain active insurance agency affiliations and receive customary insurance commissions, a relationship the brochure discloses as a potential conflict of interest that the firm says it manages through disclosure and its fiduciary obligations; one principal also operates a separate tax‑preparation business that is offered to clients as an ancillary service. The firm is a recently established, small multi‑advisor practice that combines investment management, retirement plan advisory and insurance/tax‑related services and makes use of third‑party sub‑advisors and an institutional custody platform.