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Weiss Financial Group LLC

Updated today

Client AUM

$81,418,501

Clients

105

Advisors

2

of 2 employees

About

Weiss Financial Group LLC provides discretionary portfolio management, financial planning, and pension consulting to individuals, high‑net‑worth clients, and retirement plans. The firm works with a relatively small client base through a two‑advisor team and offers both ongoing investment supervisory services and one‑time or continuous planning engagements.

WFG documents client objectives in an Investment Policy Statement and employs charting, fundamental, and technical analysis across a range of strategies, including long‑ and short‑term trading, options writing, and allocations to ETFs, mutual funds, bonds, REITs, private placements, leveraged ETFs, and cryptocurrency. The firm also implements client portfolios through automated and custodial platforms (including Schwab’s Institutional Intelligent Portfolios™, Betterment Institutional, Altruist, and relationships with PIMCO) and may use features such as automated rebalancing and tax‑loss harvesting where available.

A notable feature is WFG’s affiliation with an accounting affiliate, Weiss Advisory Group, which provides complementary tax services to certain clients with pre‑existing relationships and minimum asset thresholds. The brochure also discloses operational practices that could affect client outcomes—such as periodically moving accounts into large cash positions while continuing to assess advisory fees—and the firm typically directs clients to a limited set of custodial platforms rather than accepting client‑directed brokerage.

Client services

Financial planning Portfolio management Selection of other advisers Consulting services

Expertise

Options & derivatives strategies Tax-loss harvesting Retirement plans for business owners (SEP, solo 401k) Annuities College savings (529s, UTMA, etc.)

Occupation focus

Founder/Business Owner Retired

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Fee options

Fixed

Financial planning fixed fees: Retirement Plan service starts at $3,000; Continuous Planning Service starts at $500; Annual Plan Review $3,000 - $4,000; Investment selection assistance starts at $1,500; Investment implementation help $250 per session; Portfolio rebalancing starts at $1,500

Percentage

$1 - $999,999: 1.50% $1,000,000 - $1,499,999: 1.25% $1,500,000 - $2,999,999: 1.00% $3,000,000+: 0.85%

Project-based

$150 to $350 per hour for consulting services

Other

Account minimum: No account minimum, but services are best suited for clients with $250,000 or more in investable assets.

Main office

704 Route 6

Mahopac NY 10541

Advisors at this office

2

Most active in

Connecticut · New York · Texas

Also doing business as

Weiss Financial Group LLC · Weiss Financial Group, LLC

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

Advisors at this firm

Scott W

CFP®, CRPC®, AAMS®, RICP®

Mahopac, NY

Weiss Financial Group LLC

I help pre-retirees and early retirees who need assistance making their money last in order to secure the retirement lifestyle they envision. By using a combination of comprehensive financial planning and investment management services I help my clients think through difficult financial tradeoffs and come up with solutions that provide peace of mind. If you are looking for someone you can trust to explain complicated financial issues in a clear way and want to delegate your investment program to a financial advisor, you’ve come to the right place. ★ WHAT MAKES ME DIFFERENT I was previously an art director at Money Magazine and Mutual Funds Magazine where I worked for nearly 12 years helping readers better understand personal finance topics. I am adept at making complex financial issues easy to understand, love solving problems, and skilled at keeping people on task to accomplish their goals. As a career changer and father of two teenage boys, I know what it takes to care for a family while simultaneously working toward achieving personal goals. I truly enjoy collaborating with my clients and helping them transition into their vision of a successful retirement. ★ SPECIALTIES • Retirement Planning • Portfolio Management • Approaching Retirement • Late-Career • Retirement Income Planning • Asset Allocation Strategies • Fund Selection • Ongoing investment monitoring • Life Transitions • Sudden Money Situations • Dealing with the loss of a spouse • Dealing with an Inheritance • Dealing with Stock Options • Help with 401(k) and IRAs • College Education Planning • Cash Flow Planning • Coordination with other professionals

Wealth management General retirement planning Founder/Business Owner Retired Widow/Widower Baby Boomers (Born 1946-1964)

Keith W

CFP®

Mahopac, NY

Weiss Financial Group LLC

Financial planning isn’t just about accumulating wealth — it’s about making thoughtful decisions with your money so it supports the life you want to live. As a fee-only financial planner, I work with individuals and families who want clarity and confidence around their financial decisions. My role is to help organize the many moving parts of your financial life and guide you through important choices about saving, investing, taxes, retirement, and major life transitions. Many people feel overwhelmed by financial complexity. My goal is to simplify those decisions and help you move forward with a clear plan. Financial planning is not a one-time event — it’s an ongoing process. As your life evolves, your financial strategy should evolve with it. A Planning Philosophy Focused on “Return on Life” I believe financial planning should help people maximize their Return on Life, not just their investment returns. Money is a tool that should support meaningful experiences, opportunities, and the things that matter most to you. My approach focuses on helping clients: • Align financial decisions with their personal values • Build financial security and independence • Spend intentionally on experiences and priorities • Navigate life transitions with clarity and confidence The goal is to help you feel confident that your financial life is supporting a life that is both meaningful and sustainable. How I Help Clients My work focuses on comprehensive financial planning, which may include: • Retirement planning and income strategies • Investment planning and portfolio guidance • Tax-aware financial strategies • Insurance and risk management • Cash flow and savings planning • Guidance through major financial decisions Rather than focusing on individual financial products, my role is to help you see how all the pieces of your financial life fit together. What It’s Like to Work Together Financial planning works best as an ongoing partnership. As your advisor, I aim to serve as a thoughtful guide and sounding board as questions arise and decisions need to be made. My goal is to help you stay organized, informed, and confident as your financial life evolves. A Fee-Only Fiduciary Approach As a fee-only financial advisor, I do not receive commissions from financial products. My advice is independent and designed to support my clients’ goals and best interests. The focus of my work is building long-term relationships centered on clarity, education, and thoughtful

Wealth management Active portfolio management General tax planning Founder/Business Owner Retired Established Professionals Gen X (Born 1965-1980)
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