Wellington-Altus USA Inc.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Wellington-Altus USA Inc. provides discretionary investment management to a mix of clients including individuals, trusts, estates, corporations and business entities. Its services include managed accounts, a customizable Separately Managed Account (SMA) platform, and a wrap-fee program; the firm also conducts due diligence and monitoring for unaffiliated private investment funds.
Advisers blend fundamental (top‑down and bottom‑up) and technical analysis and employ asset allocation and diversification across equities, fixed income, mutual funds, ETFs and alternative vehicles to manage risk. Portfolios are managed on a discretionary basis within client guidelines, reviewed regularly, and may incorporate structured notes, interval funds, options strategies (including covered calls), and private fund allocations where suitable.
The firm is a U.S.-registered subsidiary of a Canadian holding company and maintains operational links with affiliated Canadian entities—an investment dealer, an insurance company and group benefits firms—which the firm discloses and manages. Compared with many peers, Wellington-Altus USA sponsors a wrap program, works with SMA sub‑advisors, operates multiple offices with a principal office outside the U.S., and serves both high‑net‑worth and non‑HNW individual clients in addition to pooled and institutional accounts.
Client services
Expertise
Fee options
Fixed fees for financial planning services may be charged; fees are negotiable
0.25% to 2.75% annually, varies by market value of assets, client, type of services, and negotiable
Hourly fees for financial planning services may be charged; fees are negotiable
Account minimum: $100,000 (may be waived at WA (USA)'s discretion) Minimum fee: $250 per quarter minimum fee Fee-only: Investment management and financial planning fees, no commissions charged by WA (USA)
Most active in
Alaska · Arizona · California · Florida · Louisiana · Michigan · Nebraska · New Hampshire · Ohio · Tennessee · Texas · Washington
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Is not active or affiliated with:
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Advisors at this firm
David S
Remote
Wellington-Altus USA Inc.
David Stovel is a financial advisor with Wellington-Altus USA Inc. He holds nine years of industry experience, including over a decade with RBC Wealth Management and RBC Private Counsel (USA) Inc. since 2013. Wellington-Altus USA Inc. provides discretionary investment management to individuals, trusts, estates, corporations, and business entities. The firm employs a blend of fundamental and technical analysis across various asset classes and offers managed accounts, a customizable SMA platform, and a wrap-fee program.
Keith D
Remote
Wellington-Altus USA Inc.
Keith Dyck is a financial advisor at Wellington-Altus USA Inc. with experience dating back to 2008, including roles at BMO Nesbitt Burns Inc. and Wellington-Altus Private Wealth Inc. He holds credentials as a Senior Wealth Advisor and also provides insurance services through Wellington-Altus Insurance Inc. Wellington-Altus USA Inc. offers discretionary investment management to individuals, trusts, estates, corporations, and business entities, utilizing a mix of fundamental and technical analysis across various asset classes. The firm manages portfolios on a discretionary basis within client guidelines and supports a range of investment strategies, including structured notes and private fund allocations.
George L
Remote
Wellington-Altus USA Inc.
George Love is a financial advisor with Wellington-Altus USA Inc. He has been with the firm since 2020 and previously worked at Scotia Capital Inc. from 2006 to 2019. In addition to his advisory role, he is a partner in an insurance business, Rosedale Family Insurance Office. Wellington-Altus USA Inc. provides discretionary investment management to individuals, trusts, estates, corporations, and business entities. The firm uses a blend of fundamental and technical analysis, employing diversified portfolios that may include equities, fixed income, mutual funds, ETFs, alternative vehicles, and options strategies, managed on a discretionary basis within client guidelines.
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